# WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC. of IRVINE, CA is an SEC-registered investment adviser.

## Registration

- CRD: 599
- Type: SEC-registered investment adviser
- SEC file number: 801-69259
- Location: 17875 VON KARMAN AVE, 4TH FLOOR, IRVINE, CA, 92614
- Phone: 800-888-0055
- Latest filing: 2009-04-09
- Regulatory AUM: $40.3M
- Non-discretionary AUM: $40.3M
- Clients: 1,800
- Accounts: 330

## Officers, owners & control persons (36)

_Showing 25 of 36 people._

| Name | Role | Location |
| --- | --- | --- |
| Williams Michael | SENIOR VICE PRESIDENT/FINOP; VICE PRESIDENT/FINOP | — |
| WILLIAMS CHARLES MASON JR | DIRECTOR | — |
| RADFORD CHRISTOPHER BLAKE | DIRECTOR OF SALES | — |
| HILTON LARRY JAMES | VICE PRESIDENT | — |
| MURPHY DANIEL ANTHONY JR | ASSISTANT VICE PRESIDENT | — |
| CECILIO ROBERT MARC | DIRECTOR, PRESIDENT, CHIEF ADMINISTRATIVE OFFICER; SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | — |
| DUNSTONE STEVE WAYNE | VP TRADING DESK/SROP/MUNICIPAL SECURITIES PRINCIPAL | — |
| SLEDD CHARLES MCDONALD | DIRECTOR | — |
| NOVAK DIANE PATTISON | SENIOR VICE PRESIDENT | — |
| CAVANAUGH SANDRA ALLEN | DIRECTOR | — |
| LARE KAREN FORSLUND | DIRECTOR; PRESIDENT/DIRECTOR | — |
| MAW SCOTT | DIRECTOR | — |
| CROWLEY MARK C | SENIOR VICE PRESIDENT | — |
| WILBURN DOUGLAS FREDERICK | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| PERSONS AARON MATTHEW | FIRST VICE PRESIDENT | — |
| EVANS DEAN ALLEN | CROP | — |
| KIDO KENNETH EDWARD | DIRECTOR | — |
| STEPHENSON RICHARD GORHAM | DIRECTOR | — |
| MAW SCOTT HARLAN | DIRECTOR | — |
| CROWLEY MARK CHRISTOPHER | SENIOR VICE PRESIDENT | — |
| CHABOT ALAN JAMES | DIRECTOR | — |
| SIMONSON MARY KATHRYN | DIRECTOR; FIRST VICE PRESIDENT, COMPLIANCE | — |
| FUJINAGA JAMES HIROSHI | FIRST VICE PRESIDENT | — |
| CALVO JOEL | PRESIDENT | — |
| DAVIS CRAIG STEVEN | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/599/brochure
- Similar advisers: https://search.stillhousedata.com/firm/599/similar
- Related entities: https://search.stillhousedata.com/firm/599/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/599

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.