# B. C. ZIEGLER AND COMPANY

B. C. ZIEGLER AND COMPANY of CHICAGO, IL is an SEC-registered investment adviser.

## Registration

- CRD: 61
- Type: SEC-registered investment adviser
- SEC file number: 801-19699
- Location: 200 SOUTH WACKER DRIVE, SUITE 2000, CHICAGO, IL, 60606
- Phone: 312/263-0110
- Latest filing: 2017-03-30
- Regulatory AUM: $660.0M
- Discretionary AUM: $302.8M
- Non-discretionary AUM: $357.2M
- Clients: 275
- Accounts: 2,764

## Officers, owners & control persons (60)

_Showing 25 of 60 people._

| Name | Role | Location |
| --- | --- | --- |
| Todd Charles | SENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR, CO-HEAD WMG; SENIOR MANAGING DIRECTOR - WEALTH MANGAGEMENT | IRVINE, CA |
| SIEGEL FRANK WILLIAM | SENIOR MANAGING DIRECTOR - WEALTH MANAGEMENT | — |
| ROBERTS SCOTT ALLEN | SENIOR MANAGING DIRECTOR | — |
| ZELESNICK CHRISTOPHER MICHAEL | SENIOR MANAGING DIRECTOR, HEAD OF WEALTH MANAGEMENT | — |
| JOHNSON ROBERT JAMES | VP - COMPLIANCE | — |
| CHAPMAN TIMOTHY ALLEN | MANAGING DIRECTOR, HEAD OF RENEWABLE ENERGY | — |
| OMEARA STEPHEN CHARLES | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL, CORPORATE SECRETARY & DIRECTOR; SENIOR MANAGING DIRECTOR/PRIVATE EQUITY; SR. VP - GENERAL COUNSEL, CORPORATE SECRETARY & DIRECTOR | — |
| VREDENBREGT JEFFREY CARL | MANAGING DIRECTOR, CFO & DIRECTOR; SENIOR VICE PRESIDENT, CFO & DIRECTOR; SR VP, CFO, TREASURER , CONTROLLER & DIRECTOR | — |
| ENGLE GARY PHILIP | SENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & DIRECTOR; SR VP, CFO & DIRECTOR (+1 more) | — |
| ROSS THOMAS SHERMAN | SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER; SR VP & CHIEF CREDIT OFFICER | — |
| ROLFS SCOTT DAVID | MANAGING DIRECTOR - CHURCH & SCHOOL FINANCE; MANAGING DIRECTOR-GROUP HEAD, CHURCH & SCHOOL FINANCING; SR VP | — |
| CARLSON DONALD ALTON JR | SENIOR  MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR - CAPITAL MARKETS | — |
| PAPROCKI THOMAS ROBERT | CEO & DIRECTOR; CHIEF OPERATING OFFICER - CAPITAL MARKETS; MANAGING DIRECTOR - CAPITAL MARKETS (+1 more) | — |
| HERMANN DANIEL JOSEPH | MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE; MANAGING DIRECTOR-GROUP HEAD, SENIOR LIVING FINANCE DIRECTOR; MANAGING DIRECTOR - SENIOR LIVING FINANCE | — |
| MCDANIEL MICHAEL PAUL | MANAGING DIRECTOR-GROUP HEAD, TAX-EXEMPT SALES & TRADING; MANAGING DIRECTOR - INSTITUTIONAL SALES & MUNICIPAL TRADING | — |
| MULHERIN JOHN JOSEPH | CEO & DIRECTOR; PRESIDENT, CEO & DIRECTOR | — |
| FRANK DARRELL PAUL | SENIOR MANAGING DIRECTOR; SENIOR MANAGING DIRECTOR - TECHNOLOGY & SERVICE | — |
| BUSHMAN JAMES MICHAEL | DIRECTOR, CHIEF COMPLIANCE OFFICER; SENIOR VICE PRESIDENT, DIRECTOR OF INTERNAL AUDIT; SENIOR VICE PRESIDENT - SECURITIES OPERATIONS | — |
| ANDREW BRIAN KEITH | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER - ASSET MANAGEMENT; SENIOR MANAGING DIRECTOR - ASSET MANAGEMENT GROUP; SENIOR MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | — |
| MULLIGAN WILLIAM THOMAS | MANAGING DIRECTOR - CAPITAL MARKETS; MANAGING DIRECTOR-GROUP HEAD, CORPORATE FINANCE; MANAGING DIRECTOR-HEALTHCARE CORPORATE FINANCE | — |
| WATKINS ELIZABETH ANNE | DIRECTOR OF COMPLIANCE; MANAGING DIRECTOR/COMPLIANCE & CHIEF COMPLIANCE OFFICER; SENIOR MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER (+2 more) | — |
| BAUMGARTNER MARK ANDREW | MANAGING DIRECTOR-GROUP HEAD, HEALTH CARE FINANCE; SENIOR MANAGING DIRECTOR & CHIEF CREDIT OFFICER | — |
| HEBERER JEAN MARIE | VICE PRESIDENT & CONTROLLER | — |
| KOLZOW DAVID MARK | SENIOR VICE PRESIDENT AND CHIEF ADMINISTRATRATIVE OFFICER - CAPITAL MARKETS | — |
| SCHOTT SARAH ELIZABETH | SENIOR MANAGING DIRECTOR, GENERAL COUNSEL & CORPORATE SECRETARY; VICE PRESIDENT, ASST GENERAL COUNSEL & ASST CORPORATE SECRETARY | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| ZIEGLER EQUITY FUNDING V, LLC | Private Equity Fund | — | 107 | $868K | $100K |
| ZIEGLER EQUITY FUNDING IV, LLC | Private Equity Fund | — | 58 | $383K | $100K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/61/brochure
- Similar advisers: https://search.stillhousedata.com/firm/61/similar
- Related entities: https://search.stillhousedata.com/firm/61/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/61

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.