# CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC. of LOS ANGELES, CA is an SEC-registered investment adviser.

## Registration

- CRD: 6247
- Type: SEC-registered investment adviser
- SEC file number: 801-77946
- Location: 333 SOUTH HOPE STREET, 55TH FLOOR, LOS ANGELES, CA, 90071-1406
- Phone: 213-486-9200
- Latest filing: 2026-05-29
- Clients: 911

## Business model

- Compensation: Other
- Clients served: Other

## Officers, owners & control persons (39)

_Showing 25 of 39 people._

| Name | Role | Location |
| --- | --- | --- |
| Rene Margaret Burton | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | — |
| Timothy William Mchale | SECRETARY | — |
| Matthew Philip O'Connor | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| Michael James Triessl | DIRECTOR | — |
| Albert  Jr Aguilar | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | — |
| Keith Alan Piken | SENIOR VICE PRESIDENT, DIRECTOR | — |
| Maddi Lynn Dessner | SENIOR VICE PRESIDENT, DIRECTOR | — |
| YOUNG II JOHN PAUL | SENIOR VICE PRESIDENT, DIRECTOR | — |
| BRADY MICHAEL PATRICK | DIRECTOR AND SENIOR VICE PRESIDENT | — |
| PRIOR JOHN JOSEPH JR | SENIOR VICE PRESIDENT | — |
| ALLEN DONNA MARIE | DIRECTOR, SENIOR VICE PRESIDENT | — |
| DOWNER MICHAEL JOSEF | COUNSEL, DIRECTOR | — |
| ROTHENBERG JAMES F | DIRECTOR; NON-EXECUTIVE CHAIRMAN, DIRECTOR | — |
| CLIFFORD KEVIN GERARD | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER; PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN,  DIRECTOR; PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | — |
| VOGT BRADLEY JOHNSTON | DIRECTOR | — |
| SUZMAN ANDREW BARNETT | DIRECTOR | — |
| HUMMELBERG DAVID KEITH | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR; EXECUTIVE VICE PRESIDENT, PRINCIPAL OPERATING OFFICER, DIRECTOR; EXECUTIVE VICE PRESIDENT, PRINCIPAL OPERATING OFFICER, PRINCIPAL FINANCIAL OFFICER, DIRECTOR (+2 more) | — |
| O'CONNOR MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR, EXECUTIVE VICE PRESIDENT | — |
| PHELAN JOHN JOSEPH JR | DIRECTOR | — |
| CASSIN DENISE MARILYN | SENIOR VICE PRESIDENT, DIRECTOR OF INDIVIDUAL INVESTOR BUSINESS, DIRECTOR | — |
| ANDERSON WILLIAM CARLTON | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, DIRECTOR; DIRECTOR, SENIOR VICE PRESIDENT AND DIRECTOR OF INVESTMENT SERVICES; DIRECTOR, SENIOR VICE PRESIDENT AND DIRECTOR OF RETIREMENT PLAN BUSINESS (+1 more) | — |
| RYDQUIST DEAN BRIAN | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT, DIRECTOR | — |
| REINCKE RENE MARGARET | FINANCIAL OPERATIONS PRINCIPAL AND VICE PRESIDENT; TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | — |
| MCHALE TIMOTHY WILLIAM | SECRETARY | — |
| SMOLKA STACY DANETTE | SENIOR VICE PRESIDENT; VICE PRESIDENT | — |


## Disclosures (1)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2026-04-08 | regulatory | THE SFSA FOUND THAT THE REGISTRANT'S ULTIMATE PARENT COMPANY, THE CAPITAL GROUP COMPANIES, INC. ("CGC"), DID NOT SUBMIT CERTAIN NOTIFICATIONS OF CHANGES IN MAJOR SHAREHOLDINGS FOR SHARES HELD IN A CANADIAN COMPANY, WHOSE COMMON SHARES ARE LISTED ON THE TORONTO STOCK EXCHANGE AND NASDAQ STOCKHOLM EXC… | Final | $325K |


## Branch offices (15)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| CARMEL | IN | 138 | 317-706-5995 |
| SAN ANTONIO | TX | 101 | 210-474-4000 |
| LOS ANGELES | CA | 53 | 213-486-9200 |
| LOS ANGELES | CA | 53 | 213-486-9200 |
| NEW YORK | NY | 21 | (212) 581-5000 |
| CHICAGO | IL | 13 | (312) 855-0665 |
| IRVINE | CA | 6 | 949-975-5000 |
| LOS ANGELES | CA | 6 | (310) 996-6000 |
| LOS ANGELES | CA | 6 | (310) 996-6000 |
| IRVINE | CA | 6 | 949-975-5000 |
| MIAMI | FL | 4 | (212) 641-1707 |
| SAN FRANCISCO | CA | 4 | (415) 263-7921 |
| SAN FRANCISCO | CA | 4 | (415) 263-7921 |
| ATLANTA | GA | 1 | (404) 685-4200 |
| ATLANTA | GA | 1 | (404) 685-4200 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/6247/brochure
- Similar advisers: https://search.stillhousedata.com/firm/6247/similar
- Related entities: https://search.stillhousedata.com/firm/6247/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/6247

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.