# CIBC WORLD MARKETS CORP.

CIBC WORLD MARKETS CORP. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 630
- Type: SEC-registered investment adviser
- SEC file number: 801-10574
- Location: 425 LEXINGTON AVENUE, NEW YORK, NY, 10017
- Phone: 212-856-4000
- Latest filing: 2004-01-30
- Regulatory AUM: $692K
- Discretionary AUM: $692K
- Clients: 1,800
- Accounts: 1

## Officers, owners & control persons (44)

_Showing 25 of 44 people._

| Name | Role | Location |
| --- | --- | --- |
| Smith T C Christopher | US MANAGEMENT COMMITTEE MEMBER | Wagoner, OK |
| BROWN ANTHONY WAYNE | DIRECTOR, MANAGING DIRECTOR | — |
| SCHWARTZ CARY MICHAEL | SENIOR ROP | — |
| LEVY EDWARD | MANAGING DIRECTOR | — |
| SPAULDING LAWRENCE PETER | CHIEF OPERATIONS OFFICER, MANAGING DIRECTOR | — |
| DEUTSCH EARL ALAN | MANAGING DIRECTOR | — |
| WORMSER KENNETH MARK | MANAGING DIRECTOR | — |
| ROGERS TIMOTHY DAVID | PRESIDENT, DIRECTOR | — |
| BLOOM JAMES ROBERT | MANAGING DIRECTOR, DIRECTOR; VICE CHAIRMAN | — |
| KAPLAN RICHARD E | MANAGING DIRECTOR, GENERAL COUNSEL | — |
| SPOHLER BRUCE JOHN | MANAGING DIRECTOR | — |
| KROPF JOHN WILLIAM | CHIEF OPERATIONS OFFICER | — |
| NOVATT SETH BRADLEY | DIRECTOR, MANAGING DIRECTOR | — |
| RENIHAN BRUCE ALAN | CFO, DIRECTOR, MANAGING DIRECTOR; DIRECTOR | — |
| BOURDON PATRICIA ANN | SECRETARY | — |
| BURNS JOYCE A | MANAGING DIRECTOR | — |
| CROWLEY PETER JEREMIAH | MANAGING DIRECTOR; MANAGING DIRECTOR, DIRECTOR | — |
| CAPATIDES MICHAEL GUST | DIRECTOR; DIRECTOR, MANAGING DIRECTOR | — |
| HASSARD RICHARD DAVID | MANAGING DIRECTOR | — |
| HEINBERG MARSHALL ANDREW | MANAGING DIRECTOR; MANAGING DIRECTOR, DIRECTOR | — |
| HEYER ANDREW ROBERT | MANAGING DIRECTOR, DIRECTOR; VICE CHAIRMAN | — |
| KEHLER DEAN CASPAR | DIRECTOR, MANAGING DIRECTOR; VICE CHAIRMAN | — |
| NEILSON MICHAEL JOHN | DIRECTOR, MANAGING DIRECTOR; MANAGING DIRECTOR | — |
| PERMUT KYLE ADAM | DIRECTOR, MANAGING DIRECTOR; MANAGING DIRECTOR | — |
| PHOENIX WILLIAM PAUL | DIRECTOR, MANAGING DIRECTOR; MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/630/brochure
- Similar advisers: https://search.stillhousedata.com/firm/630/similar
- Related entities: https://search.stillhousedata.com/firm/630/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/630

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.