# FIRST WILSHIRE SECURITIES MANAGEMENT, INC.

FIRST WILSHIRE SECURITIES MANAGEMENT, INC. of PASADENA, CA is an SEC-registered investment adviser.

## Registration

- CRD: 6609
- Type: SEC-registered investment adviser
- SEC file number: 801-15260
- Location: 1224 EAST GREEN STREET, SUITE 200, PASADENA, CA, 91106
- Phone: 626-796-6622
- Latest filing: 2014-05-16
- Regulatory AUM: $754.5M
- Discretionary AUM: $754.5M
- Clients: 15
- Accounts: 515

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| HANSON THOMAS HERBERT | V.P., CHIEF OPERATIONS OFFICER | — |
| DUNN WILLIAM JAMES | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER / FINOP | — |
| ASTMAN FREDRICK LEONARD | CHAIRMAN / DIRECTOR; CHAIRMAN, DIRECTOR | — |
| WAGENAAR DIRK JR | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT | — |
| HOOD SCOTT WILLIAM | PRESIDENT; PRESIDENT & CEO; PRESIDENT, CEO (+3 more) | — |
| ZLOCHISTYY FELIKS | FINOP | — |
| HOWARD MITCHELL WAYNE | CHIEF COMPLIANCE OFFICER, V.P., COMPLIANCE & OPERATIONS; CHIEF COMPLIANCE OFFICER, V.P., COMPLIANCE & OPERATIONS, FINOP; V.P. COMPLIANCE & OPERATIONS, CCO, FINOP | — |


## Private funds (2)

| Fund | Type | Formed | Owners | GAV | Min investment |
| --- | --- | --- | --- | --- | --- |
| LAKE STREET FUND, LP | Hedge Fund | — | 65 | $103.8M | $1.0M |
| MOUNT WILSON GLOBAL FUND, LP | Hedge Fund | — | 30 | $5.9M | $500K |


## Fund service providers (2)

- administrator: ALPS FUND SERVICES INC
- administrator: ALPS FUND SERVICES, INC.

## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/6609/brochure
- Similar advisers: https://search.stillhousedata.com/firm/6609/similar
- Related entities: https://search.stillhousedata.com/firm/6609/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/6609

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.