# GUARDIAN INVESTOR SERVICES LLC

GUARDIAN INVESTOR SERVICES LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 6635
- Type: SEC-registered investment adviser
- SEC file number: 801-9654
- Location: 7 HANOVER SQUARE, NEW YORK, NY, 10004
- Phone: 212-919-2517
- Latest filing: 2015-03-25
- Regulatory AUM: $4.9B
- Discretionary AUM: $4.9B
- Clients: 76
- Accounts: 12

## Officers, owners & control persons (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| [CARUSO JOSEPH ANTHONY](https://search.stillhousedata.com/person/739998) | LLC MANAGER; SECRETARY | — |
| [POTTER RICHARD THOMAS JR](https://search.stillhousedata.com/person/741860) | SR. VICE PRESIDENT & COUNSEL; VICE PRESIDENT/COUNSEL | — |
| [LENDERINK GARY BERT](https://search.stillhousedata.com/person/741864) | DIRECTOR; LLC MANAGER | — |
| [DEPALO ARMAND MICHAEL](https://search.stillhousedata.com/person/741866) | DIRECTOR; LLC MANAGER | — |
| [LONG BRUCE CARSON](https://search.stillhousedata.com/person/741867) | EXECUTIVE VICE- PRESIDENT; EXECUTIVE VICE- PRESIDENT & DIRECTOR; LLC MANAGER (+1 more) | — |
| [MANNING DENNIS](https://search.stillhousedata.com/person/741868) | DIRECTOR; LLC MANAGER | — |
| [BROATCH ROBERT ERNEST](https://search.stillhousedata.com/person/741869) | DIRECTOR; LLC MANAGER | — |
| [SULLIVAN DONALD PAUL JR](https://search.stillhousedata.com/person/741873) | EXECUTIVE VICE PRESIDENT; EXEC. V.P., BROKER DEALER; LLC MANAGER (+4 more) | — |
| [SHAINBERG ANDREW MEAD](https://search.stillhousedata.com/person/743418) | BROKER DEALER CHIEF COMPLIANCE OFFICER | — |
| [CUMISKEY RICHARD ALLEN JR](https://search.stillhousedata.com/person/744415) | CHIEF COMPLIANCE OFFICER; EXECUTIVE PRESIDENT; SECOND VICE PRESIDENT (+2 more) | — |
| [SORELL THOMAS GEORGE](https://search.stillhousedata.com/person/744416) | CHIEF INVESTMENT OFFICER; SR. MANAGING DIRECTOR | — |
| [WALTER JOHN HAROLD](https://search.stillhousedata.com/person/744417) | SR. VP & CONTROLLER | — |
| [BESSEL MICHAEL JOSEPH](https://search.stillhousedata.com/person/755736) | CHIEF COMPLIANCE OFFICER, ADVISER | — |
| [SKINNER MARGARET W](https://search.stillhousedata.com/person/763646) | PRESIDENT | — |
| [DE CARVALHO MICHAEL](https://search.stillhousedata.com/person/764591) | DIRECTOR | — |
| [CALLAHAN DENNIS S](https://search.stillhousedata.com/person/767098) | LLC MANAGER | — |
| [RICH TRACY LEON](https://search.stillhousedata.com/person/772837) | EXEC. VP, GENERAL COUNSEL & CORP. SEC. | — |
| [DOLFI D SCOTT](https://search.stillhousedata.com/person/773540) | LLC MANAGER | — |
| [WALTER JOHN H](https://search.stillhousedata.com/person/775833) | SR. VP & CONTROLLER | — |
| [DONCSECZ EILEEN MARIE](https://search.stillhousedata.com/person/775834) | INVESTMENT ADVISER CHIEF COMPLIANCE OFFICER, INTERIM | — |
| [SARGENT JOSEPH DUDLEY](https://search.stillhousedata.com/person/778118) | CHAIRMAN/DIRECTOR | — |
| [JONES JOSEPH](https://search.stillhousedata.com/person/778120) | DIRECTOR | — |
| [DUTTER PHILIP HOWARD](https://search.stillhousedata.com/person/779646) | DIRECTOR | — |
| [FERRARA ARTHUR VINCENT](https://search.stillhousedata.com/person/779647) | DIRECTOR | — |
| [FUTIA LEO RICHARD](https://search.stillhousedata.com/person/779648) | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/6635/brochure
- Similar advisers: https://search.stillhousedata.com/firm/6635/similar
- Related entities: https://search.stillhousedata.com/firm/6635/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/6635

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.