# SECURITIES CORPORATION OF IOWA

SECURITIES CORPORATION OF IOWA of CEDAR RAPIDS, IA is an SEC-registered investment adviser.

## Registration

- CRD: 6945
- Type: SEC-registered investment adviser
- SEC file number: 801-45514
- Location: 200 SECOND AVENUE SE, CEDAR RAPIDS, IA, 52401-1326
- Phone: 800-747-1213
- Latest filing: 2001-12-21
- Regulatory AUM: $40.5M
- Discretionary AUM: $23.5M
- Non-discretionary AUM: $17.0M
- Clients: 11
- Accounts: 147

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| Richard H Henry | MANAGING DIRECTOR AND DIRECTOR | Los Angeles, CA |
| Richard Carter Henry | MANAGING DIRECTOR AND DIRECTOR | St. Louis, MO |
| SPARKS DAVID GEORGE | SR. VICE PRESIDENT AND  DIRECTOR | — |
| KOKONTIS MARY CONSTANCE | TREASURER | — |
| MULLER DONALD HEINZ | PRESIDENT AND DIRECTOR | — |
| KNAPP RUSSELL FLOYD | CHAIRMAN EMERITUS | — |
| MCCRIGHT RANDALL JOSEPH | DIRECTOR | — |
| JOHNSON JAMES HAROLD | SENIOR VICE PRESIDENT, CROP | — |
| RANDOLPH AARON PETER JR | SR. VICE PRESIDENT, SROP,  BR. MGR., DIRECTOR | — |
| WELSH NANCY ANN | VICE PRESIDENT | — |
| GERTSEN DEBORAH JOAN LINDBERG | SECRETARY | — |
| URBANEK JAMES JEROME | DIRECTOR | — |
| KNAPP BARBARA A | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/6945/brochure
- Similar advisers: https://search.stillhousedata.com/firm/6945/similar
- Related entities: https://search.stillhousedata.com/firm/6945/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/6945

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.