# RICHARDS, MERRILL & PETERSON, INC.

RICHARDS, MERRILL & PETERSON, INC. of SPOKANE, WA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 713
- Type: SEC-registered investment adviser
- SEC file number: 801-113034
- Location: 612 WEST MAIN AVE., THE M BUILDING SUITE 201, SPOKANE, WA, 99201-0645
- Phone: 509-624-3174
- Latest filing: 2026-03-10
- Regulatory AUM: $643.6M
- Discretionary AUM: $550.4M
- Non-discretionary AUM: $93.2M
- Clients: 10
- Accounts: 1,280

## Business model

- Compensation: % of AUM, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (10)

| Name | Role | Location |
| --- | --- | --- |
| Steven Richard Larson | CHAIRMAN EMERITUS; CHAIRMAN OF THE BOARD | — |
| John Scott Larson | CEO CHAIRMAN OF THE BOARD; CEO CHAIRMAN OF THE BOARD COO & CO-CCO; PRESIDENT COO & CO-CCO | — |
| Thomas Lee Mcdonald | EXECUTIVE VICE PRESIDENT BD CO-CCO; EXECUTIVE VICE PRESIDENT CFO &  BD CO-CCO; EXECUTIVE VICE PRESIDENT CFO & BD CO-CCO | — |
| Monique Celeste Corigliano | REGISTERED REPRESENTATIVE | — |
| Mark J Calkins | PRESIDENT; PRESIDENT CO-CCO | — |
| MCDONALD SUZANNE LEE | EXECUTIVE VICE PRESIDENT BD CO-CCO; VICE PRESIDENT, C.F.O. | — |
| LARSON JEFFREY SCOTT | PRESIDENT COO & CO-CCO | — |
| CORIGLIANO MONIQUE CELESTE | REGISTERED REPRESENTATIVE | — |
| LARSON STEVEN RICHARD | CCO & CEO; CHAIRMAN OF THE BOARD | — |
| Charles David Cowgill | RIA CO-CCO | — |


## Disclosures (12)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2016-09-14 | regulatory | TRANSACTING BUSINES IN TEXAS AS A BROKER DEALER WITHOUT A TEXAS LICENSE; EMPLOYING SALESPERSONS TO ACT IN TEXAS WITHOUT A TEXAS LICENSE | Final | $30K |
| 2016-04-11 | regulatory | FIRM SOLD A MUNICIPAL BOND TO CUSTOMERS IN MULTIPLE TRANSACTIONS IN AMOUNTS BELOW THE BOND'S MINIMUM DENOMINATION. AS A RESULT, THE FIRM VIOLATED MSRB RULES G-15(F) AND G-17 | Final | $45K |
| 2016-03-10 | regulatory | TRANSACTING BUSINESS IN OREGON AS A BROKER-DEALER WITHOUT AN OREGON LICENSE; EMPLOYING A SALESPERSON TO ACT IN OREGON WITHOUT AN OREGON LICENSE | Final | $13K |
| 2015-06-19 | regulatory | CONDUCTING SECURITIES TRANSACTIONS AND PROVIDING FALSE AFFIDAVIT STATING WE HAD NOT ENGAGED IN BUSINESS IN THE STATE OF NEBRASKA | Final | $9K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/713/brochure
- Similar advisers: https://search.stillhousedata.com/firm/713/similar
- Related entities: https://search.stillhousedata.com/firm/713/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/713

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.