# FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION of ATLANTA, GA is an SEC-registered investment adviser.

## Registration

- CRD: 7461
- Type: SEC-registered investment adviser
- SEC file number: 801-42017
- Location: 2300 WINDY RIDGE PKWY, SUITE 750, ATLANTA, GA, 30339
- Phone: 1-800-547-2382
- Latest filing: 2023-10-12
- Regulatory AUM: $11.7B
- Discretionary AUM: $8.7B
- Non-discretionary AUM: $3.0B
- Clients: 2,174
- Accounts: 52,792

## Officers, owners & control persons (68)

_Showing 25 of 68 people._

| Name | Role | Location |
| --- | --- | --- |
| CAVANAUGH MARY LOUISE | DIRECTOR | — |
| ROTHSTEIN STEVEN ELLIOT | CHIEF FINANCIAL OFFICER; DIRECTOR; DIRECTOR/SVP/TREASURER/CFO | — |
| FIELDS INGER WILSON | FNOP; VICE PRESIDENT, TREASURER AND FINOP | — |
| BOURDAMIS SALLY HANSON | VICE PRESIDENT, BROKERAGE OPERATIONS | — |
| GAUGHAN BRIDGET MARY | DIRECTOR | — |
| GRUBER JOSEPH BENJAMIN | PRESIDENT | — |
| WELLS THOMAS MELVIN | CLO/SVP/ASST. SECRETARY; CLO/SVP/ SECRETARY; CLO/VP/ASST. SECRETARY | — |
| PRATER HELEN HOWARD | COO; DIRECTOR, SENIOR VICE PRESIDENT, OPERATIONS; SVP | — |
| SHIPLEY THOMAS ALLEN | SVP; VP | — |
| SCHLUETER MATTHEW ADAM | CHIEF ADMINISTRATIVE OFFICER, EVP; CHIEF OPERATIONS OFFICER; DIRECTOR, CHIEF OPERATIONS OFFICER, EVP (+5 more) | — |
| GASPICH MARK SR | CROP | — |
| PRESTON STEPHEN LYNN | CHIEF COMPLIANCE OFFICER, BROKER DEALER; CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER; SROP | — |
| WILSON INGER SIMMONE | FNOP | — |
| ROTH RALPH LAWRENCE | CHIEF EXECUTIVE OFFICER; DIRECTOR; DIRECTOR, CHAIRMAN (+1 more) | — |
| MCCONNELL HARVEY EDWARD III | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | — |
| HAMEL CYNTHIA A | DIRECTOR, CHIEF OPERATIONS OFFICER, EVP | — |
| BOYER RICHARD LEE | CROP | — |
| BURKE JOHN DAVID | CEO, PRESIDENT, DIRECTOR; DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | — |
| MCGIVNEY JOHN MICHAEL | SVP/CCO; VP/CCO | — |
| MURPHY LEO JOHN | CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER-PRESIDENT (+3 more) | — |
| SORKIN NOAH DAVID | DIRECTOR; DIRECTOR, EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY; EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY (+1 more) | — |
| SACCA JUSTIN IVES | CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| PRICE JAMES DALE | CHAIRMAN; CHAIRMAN, DIRECTOR | — |
| NIXON CHRISTINE | DIRECTOR | — |
| HART JOHN FRANCIS | CROP | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7461/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7461/similar
- Related entities: https://search.stillhousedata.com/firm/7461/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7461

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.