# PRUDENTIAL EQUITY GROUP, INC.

PRUDENTIAL EQUITY GROUP, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 7471
- Type: SEC-registered investment adviser
- SEC file number: 801-16801
- Location: ONE NEW YORK PLAZA, NEW YORK, NY, 10292-2015
- Phone: 212-778-6806
- Latest filing: 2004-10-28
- Regulatory AUM: $911.9M
- Discretionary AUM: $676.7M
- Non-discretionary AUM: $235.1M
- Clients: 501
- Accounts: 998

## Officers, owners & control persons (25)

| Name | Role | Location |
| --- | --- | --- |
| ABRAMS STUART ALAN | DIRECTOR COMPLIANCE-SENIOR VICE PRESIDENT | — |
| SHEA DANIEL JOSEPH | DIRECTOR AND EXECUTIVE VICE PRESIDENT; DIRECTOR - EXECUTIVE VICE PRESIDENT; MANAGER AND EXECUTIVE VICE PRESIDENT | — |
| PRICE JAMES DALE | PRESIDENT AND DIRECTOR | — |
| ODENATH DAVID ROEHNER JR | DIRECTOR | — |
| RICE JUDY ANN | DIRECTOR; MANAGER | — |
| RICE JOSEPH JAMES | DIRECTOR -EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDENT | — |
| LIFTIN JOHN MATTHEW | DIRECTOR; DIRECTOR-EXECUTIVE VICE PRESIDENT | — |
| BLUHER JOHN HALE | DIRECTOR OF COMPLIANCE & SENIOR VICE PRESIDENT | — |
| CASTRO RICHARD HUMBERTO | SENIOR V.P. - DIRECTOR OF GLOBAL BROKERAGE OPERATIONS | — |
| GREWE MARK ROBERT | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | — |
| STEINBERG HOWARD E | DIRECTOR AND  EXECUTIVE VICE PRESIDENT; MANAGER AND EXECUTIVE VICE PRESIDENT | — |
| FARLEY THOMAS M JR | EXECUTIVE VICE PRESIDENT | — |
| HORAN WILLIAM JOHN | CHIEF FINANCIAL OFFICE AND EXECUTIVE VICE PRESIDENT; CHIEF FINANCIAL OFFICER & EXECUTIVE VICE PRESIDENT | — |
| HOROWITZ ANDREA MARLENE | DIRECTOR OF COMPLIANCE AND SENIOR VICE PRESIDENT | — |
| NORTON ARTHUR LAURENCE JR | DIRECTOR  AND EXECUTIVE VICE PRESIDENT | — |
| OWENS THOMAS J | EXECUTIVE VICE PRESIDENT | — |
| VANCE JUDITH YOUNG | DIRECTOR - SECRETARY - EXECUTIVE VICE PRESIDENT | — |
| ANDERSON WILLIAM HEARTLY | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | — |
| STRANGFELD JOHN ROBERT JR | CHIEF EXECUTIVE OFFICER AND CHAIRMAN; CHIEF EXECUTIVE OFFICER AND DIRECTOR; MANAGER, CHIEF EXECUTIVE OFFICER AND CHAIRMAN | — |
| MASSEY STEPHEN LEIGH | DIRECTOR - EXECUTIVE VICE PRESIDENT | — |
| FISHER GEORGE R | EXECUTIVE VICE PRESIDENT AND DIRECTOR | — |
| OBERMAN DAVID | SENIOR VICE PRESIDENT | — |
| LAWSON RODGER ALAN | DIRECTOR AND VICE CHAIRMAN; MANAGER AND VICE CHAIRMAN | — |
| DUGAN MICHAEL JOSEPH | CHIEF FINANCIAL OFFICER, CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER; MANAGING DIRECTOR - CHIEF ADMINISTRATIVE AND OPERATIONS OFFICER; VICE PRESIDENT - CHIEF FINANCIAL, ADMINISTRATIVE AND OPERATIONS OFFICER | — |
| FISHER GEORGE ROSS IV | EXECUTIVE VICE PRESIDENT AND DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7471/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7471/similar
- Related entities: https://search.stillhousedata.com/firm/7471/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7471

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.