# LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 7506
- Type: SEC-registered investment adviser
- SEC file number: 801-3701
- Location: 399 PARK AVE, NEW YORK, NY, 10022
- Phone: 212-526-7393
- Latest filing: 2008-10-20
- Regulatory AUM: $32.8B
- Discretionary AUM: $5.9B
- Non-discretionary AUM: $26.9B
- Clients: 6,000
- Accounts: 13,916

## Officers, owners & control persons (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| RUSSO THOMAS ANTHONY | CHIEF LEGAL OFFICER | — |
| CLARK HOWARD LONGSTRETH JR | DIRECTOR | — |
| FULD RICHARD SEVERIN JR | DIRECTOR/CHAIRMAN AND CEO | — |
| FRANK FREDERICK | DIRECTOR | — |
| CROWLEY JAMES FRANCIS | COMPLIANCE REGISTERED OPTIONS PRINCIPAL/ SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| GOLDFARB DAVID | CHIEF ADMINISTRATIVE OFFICER; CHIEF FINANCIAL OFFICER | — |
| GREGORY JOSEPH MICHAEL JR | CHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATING OFFICER; PRESIDENT AND CHIEF OPERATING OFFICER | — |
| PLOTKIN HOWARD RUSS | CHIEF COMPLIANCE OFFICER; DIRECTOR OF COMPLIANCE | — |
| BEYMAN JONATHAN ERIC | CHIEF OF OPERATIONS AND TECHNOLOGY; CHIEF OF OPERATIONS AND TECHNOLOGY OFFICER | — |
| DOROGOFF JOHN ALEXANDER | CHIEF OPERATIONS OFFICER | — |
| CONNALLY MARK MADISON | MANAGING DIRECTOR; SENIOR VICE PRESIDENT | — |
| CRUIKSHANK THOMAS HENRY | DIRECTOR | — |
| COLEMAN PETER EDWARD | MUNICIPAL SECURITIES PRINCIPAL | — |
| O'MEARA CHRISTOPHER MICHAEL | CHIEF FINANCIAL OFFICER | — |
| EVANS MICHAEL GEORGE | SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| DRAGO MICHAEL CHRISTOPHER | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | — |
| LOWITT IAN THEODORE | CO-CHIEF ADMINISTRATIVE OFFICER; TREASURER | — |
| FREIDHEIM SCOTT JON | CO-CHIEF ADMINISTRATIVE OFFICER | — |
| HUGHES WILLIAM FRIERSON JR | CHIEF OPERATIONS OFFICER | — |
| RUSSO VINCENT A | CHIEF LEGAL OFFICER | — |
| LOWITT IAN THEO | CHIEF FINANCIAL OFFICER AND CO-CHIEF ADMINISTRATIVE OFFICER; CO-CHIEF ADMINISTRATIVE OFFICER | — |
| CALLAN ERIN MARIE | CHIEF FINANCIAL OFFICER | — |
| CREPEAU ALEXANDRE F | CHIEF OPERATIONS OFFICER | — |
| MCDADE III HERBERT H | PRESIDENT AND CHIEF OPERATING OFFICER | — |
| BERGER TONIANNE | COMPLIANCE REGISTERED OPTIONS PRINCIPAL/SENIOR REGISTERED OPTIONS PRINCIPAL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7506/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7506/similar
- Related entities: https://search.stillhousedata.com/firm/7506/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7506

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.