# H. G. WELLINGTON & CO., INC.

H. G. WELLINGTON & CO., INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 7536
- Type: SEC-registered investment adviser
- SEC file number: 801-22046
- Location: 14 WALL STREET, SUITE 1702, NEW YORK, NY, 10005
- Phone: 212-732-6800
- Latest filing: 2010-03-31
- Regulatory AUM: $319.0M
- Discretionary AUM: $310.0M
- Non-discretionary AUM: $9.0M
- Clients: 11
- Accounts: 324

## Officers, owners & control persons (13)

| Name | Role | Location |
| --- | --- | --- |
| MERRILL ROBERT GORDON | DIRECTOR; SHAREHOLDER | — |
| GULDEN PAUL IMMO JR | EXECUTIVE VICE PRESIDENT,DIRECTOR | — |
| GRANT THOMAS WATERS | PRESIDENT , DIRECTOR,CEO | — |
| LAGEMANN PETER JAY | EXECUTIVE VICE PRESIDENT,DIRECTOR | — |
| SHADEK LAURENCE ARTHUR | EXEC VP , DIRECTOR , SECRETARY; EXEC VP , DIRECTOR , SECRETARY, SROP | — |
| OBRIEN JOHN PATRICK | CFO,CCO,COO,TREASURER,DIRECTOR,SR VP; CFO,CCO,TREASURER,DIRECTOR,SR VP; CFO,CHIEF COMPLIANCE OFFICER,COO,TREASURER,DIRECTOR,SR VP (+3 more) | — |
| CEMBROLA JOSEPH NICHOLAS | SR VP OF OPERATIONS , DIRECTOR | — |
| SPERRY MARK PORTER | SR VP, DIRECTOR | — |
| WELLINGTON CHARLES H | SENIOR VP , DIRECTOR | — |
| SHADEK JAMES MCCLENAHAN | SENIOR VICE PRESIDENT - SALES | — |
| MEYER CHRISTOPHER FRANCIS | CHIEF COMPLIANCE OFFICER , AML OFFICER | — |
| WELLINGTON HERBERT G JR | CHAIRMAN | — |
| WRIGHT DAN MAC PHAIL | VP , DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7536/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7536/similar
- Related entities: https://search.stillhousedata.com/firm/7536/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7536

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.