# MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC. of PURCHASE, NY is an SEC-registered investment adviser.

## Registration

- CRD: 7556
- Type: SEC-registered investment adviser
- SEC file number: 801-11745
- Location: 2000 WESTCHESTER AVENUE, 2E, PURCHASE, NY, 10577
- Phone: (914) 225-6092
- Latest filing: 2007-03-21
- Regulatory AUM: $104.2B
- Discretionary AUM: $11.7B
- Non-discretionary AUM: $92.5B
- Clients: 15,000
- Accounts: 512,918

## Officers, owners & control persons (47)

_Showing 25 of 47 people._

| Name | Role | Location |
| --- | --- | --- |
| Scott L Garland | DIRECTOR | San Francisco, CA |
| HIGGINS JAY FRANCIS | DIRECTOR | — |
| PURCELL BRADLEY JAMES | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR; CHAIRMAN,  DIRECTOR; DIRECTOR | — |
| CHAN MARION | CHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESS | — |
| GUEREN RICHARD DANIEL | SROP, EXECUTIVE DIRECTOR | — |
| CIMINERA LAURA | CROP; CROP, EXECUTIVE DIRECTOR | — |
| HARRIS RAYMOND ALBERT JR | DIRECTOR; PRESIDENT, DIRECTOR, CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | — |
| WICKMAN KIRK PETER | GENERAL COUNSEL, MANAGING DIRECTOR; GENERAL COUNSEL, MANAGING DIRECTOR, DIRECTOR | — |
| GORMAN JAMES PATRICK | PRESIDENT,CHIEF OPERATING OFFICER; PRESIDENT,CHIEF OPERATING OFFICER,CHIEF EXECUTIVE OFFICER | — |
| CHENG NOLAND | CHIEF OPERATIONS OFFICER | — |
| HANAN SHELLEY SUZANNE | DIRECTOR | — |
| GELFAND JEFFREY ALLEN | CHIEF FINANCIAL OFFICER | — |
| OROSCHAKOFF MICHELLE | COMPLIANCE DIRECTOR FOR BROKER DEALER | — |
| MCMAHON WILLIAM A | MANAGING DIRECTOR | — |
| KNAPP MATTHEW PAUL | CHIEF COMPLIANCE OFFICER FOR ADVISORY BUSINESS | — |
| GONFIANTINI FRED J | CHIEF FINANCIAL OFFICER | — |
| SCHAEFER STEVEN HENRY | CHIEF EXECUTIVE OFFICER; PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR; PRESIDENT, DIRECTOR, CHIEF OPERATING OFFICER AND CHIEF EXECUTIVE OFFICER | — |
| SANCHEZ RICHARD RAYMOND | DIRECTOR | — |
| NELLI THOMAS | INTERIM COMPLIANCE DIRECTOR FOR BROKER DEALER | — |
| LUEBECK ROBERT VICTOR | CHIEF OPERATIONS OFFICER | — |
| SWARTZ JEFFREY SCOTT | MANAGING DIRECTOR | — |
| BIANCO FRANK | CHIEF FINANCIAL OFFICER | — |
| DURBIN MICHAEL ROSS | DIRECTOR | — |
| MANNING MARK RAYMOND | CROP, EXECUTIVE DIRECTOR | — |
| MERIN MITCHELL MOSES | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7556/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7556/similar
- Related entities: https://search.stillhousedata.com/firm/7556/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7556

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.