# SG COWEN SECURITIES CORPORATION

SG COWEN SECURITIES CORPORATION of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 7616
- Type: SEC-registered investment adviser
- SEC file number: 801-61986
- Location: 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020
- Phone: 212-278-7618
- Latest filing: 2004-03-29
- Regulatory AUM: $791.4M
- Discretionary AUM: $791.4M
- Clients: 501
- Accounts: 1

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| [Malcolm MacGregor](https://search.stillhousedata.com/person/552067) | HEAD OF INVESTMENT BANKING | Seattle, WA |
| [KAPLAN MARK ELLIOT](https://search.stillhousedata.com/person/757302) | CHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER - NON-EMPLOYEE DIRECTOR | — |
| [DAVIDE NICHOLAS SAVARIO](https://search.stillhousedata.com/person/757310) | HEAD OF BROKER-DEALER OPERATIONS | — |
| [COMMANDER MARK THOMAS](https://search.stillhousedata.com/person/765335) | CHIEF COMPLIANCE OFFICER | — |
| [DECICCO STEVEN J](https://search.stillhousedata.com/person/765336) | CHIEF FINANCIAL OFFICER | — |
| [LEWIS SHERMAN R JR](https://search.stillhousedata.com/person/781316) | HEAD OF EQUITY | — |
| [MARTORELLI JOSEPH STEPHEN](https://search.stillhousedata.com/person/800930) | COMPLIANCE REGISTERED OPTIONS PRINCIPAL; SENIOR REGISTERED OPTIONS PRINCIPAL | — |
| [BOUHET JACQUES](https://search.stillhousedata.com/person/800931) | NON-EMPLOYEE DIRECTOR | — |
| [FENNEBRESQUE KIM SAMUEL](https://search.stillhousedata.com/person/800932) | PRESIDENT & CHIEF EXECUTIVE OFFICER & DIRECTOR | — |
| [AYMERICH PHILIPPE](https://search.stillhousedata.com/person/800933) | NON-EMPLOYEE DIRECTOR | — |
| [TARASOFF BARRY JOEL](https://search.stillhousedata.com/person/800934) | DIRECTOR OF EQUITY RESEARCH | — |
| [DAVIDSON RUSS MITCHEL](https://search.stillhousedata.com/person/805060) | SENIOR REGISTERED OPTIONS PRINCIPAL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7616/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7616/similar
- Related entities: https://search.stillhousedata.com/firm/7616/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7616

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.