# WELLS FARGO SECURITIES, LLC.

WELLS FARGO SECURITIES, LLC. of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 7665
- Type: SEC-registered investment adviser
- SEC file number: 801-42443
- Location: 600 CALIFORNIA STREET, SUITE 1700, SAN FRANCISCO, CA, 94108-2704
- Phone: 415-391-5600
- Latest filing: 2002-11-27
- Regulatory AUM: $266.5M
- Discretionary AUM: $266.5M
- Clients: 51
- Accounts: 1,410

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| [Scott Allen](https://search.stillhousedata.com/person/234024) | FINOP | AUSTIN, TX |
| [J Ernest Johnson](https://search.stillhousedata.com/person/428296) | DIRECTOR | Houston, TX |
| [Scott D Allen](https://search.stillhousedata.com/person/517119) | FINOP | Waltham, MA |
| [Scott A Allen](https://search.stillhousedata.com/person/654809) | FINOP | Irvine, CA |
| [NOLLENBERGER BRUCE WESTON](https://search.stillhousedata.com/person/735787) | EVP/DIRECTOR | — |
| [BENSUSSEN VICTOR LAWRENCE](https://search.stillhousedata.com/person/741449) | CHIEF FINANCIAL OFFICER | — |
| [PENE STEPHAN ROBERT](https://search.stillhousedata.com/person/742065) | CONTROLLER | — |
| [ADAMS BERNARD ROBERT](https://search.stillhousedata.com/person/745807) | DIRECTOR/SROP | — |
| [ROSS HOLLY ANN](https://search.stillhousedata.com/person/768727) | CHIEF COMPLIANCE OFFICER | — |
| [OHOTTO LAUREL LEIGH](https://search.stillhousedata.com/person/769700) | CONTROLLER | — |
| [SLOAN TIMOTHY JOHN](https://search.stillhousedata.com/person/792782) | VICE CHAIRMAN OF THE BOARD/DIRECTOR | — |
| [KASPER FRANKLIN VANDA](https://search.stillhousedata.com/person/802190) | CHAIRMAN OF THE BOARD/DIRECTOR; PRESIDENT/DIRECTOR | — |
| [CHUNG JOHN H](https://search.stillhousedata.com/person/802191) | CHIEF OPERATING OFFICER | — |
| [EMMELUTH BRUCE PALMER](https://search.stillhousedata.com/person/802192) | EVP/DIRECTOR | — |
| [ARVIZU JOSE ARMANDO](https://search.stillhousedata.com/person/802193) | DIRECTOR OF OPERATIONS | — |
| [HACKENBURG KARA NICOLE](https://search.stillhousedata.com/person/802194) | CROP | — |
| [HULLAR JOHN PAUL](https://search.stillhousedata.com/person/810694) | CO-PRESIDENT/CO-CHIEF EXECUTIVE OFFICER/DIRECTOR | — |
| [HERNANDEZ MICHAEL DAVE](https://search.stillhousedata.com/person/810695) | DIRECTOR/CO-PRESIDENT/CO-CHIEF EXECUTIVE OFFICER | — |
| [CARUANA JOHN CHARLES](https://search.stillhousedata.com/person/810696) | SENIOR VICE PRESIDENT | — |
| [NIEZGODA FRANK JAMES](https://search.stillhousedata.com/person/810697) | SENIOR VICE PRESIDENT | — |
| [KILBOURNE KATHERINE MARIE](https://search.stillhousedata.com/person/810698) | VP/CHIEF FINANCIAL OFFICER/TREASURER | — |
| [PIPER STEVEN DALE](https://search.stillhousedata.com/person/810699) | CHIEF COMPLIANCE OFFICER, CROP AND SROP | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7665/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7665/similar
- Related entities: https://search.stillhousedata.com/firm/7665/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7665

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.