# BENJAMIN SECURITIES, INC.

BENJAMIN SECURITIES, INC. of ALBANY, NY is an SEC-registered investment adviser.

## Registration

- CRD: 7754
- Type: SEC-registered investment adviser
- SEC file number: 801-30987
- Location: 421 NEW KARNER ROAD, SUITE 6, ALBANY, NY, 12205
- Phone: 516-931-1090
- Latest filing: 2025-09-29
- Regulatory AUM: $33.6M
- Discretionary AUM: $29.9M
- Non-discretionary AUM: $3.7M
- Clients: 12
- Accounts: 68

## Business model

- Compensation: % of AUM
- Clients served: High net worth

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| [Benjamin Joseph](https://search.stillhousedata.com/person/638107) | FINANCIAL OPERATIONS PRINCIPAL, MSRB PRINCIPAL; MSRB PRINCIPAL; PRESIDENT (+1 more) | LONDON, X0 |
| [Thomas William Laundrie](https://search.stillhousedata.com/person/684606) | VICE PRESIDENT/ ROSFP | — |
| [William Thomas Baker](https://search.stillhousedata.com/person/684607) | PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET; SHAREHOLDER | — |
| [Ilina S Stamova](https://search.stillhousedata.com/person/684608) | FINANCIAL OPERATIONS PRINCIPAL | — |
| [LAUNDRIE THOMAS WILLIAM](https://search.stillhousedata.com/person/774162) | VICE PRESIDENT/ CROP; VICE PRESIDENT/ ROSFP | — |
| [BAKER WILLIAM THOMAS](https://search.stillhousedata.com/person/774163) | PRESIDENT,CHIEF COMPLIANCE OFFICER,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET; PRESIDENT,MSRB, CCO,AML COMPLIANCE OFFICER OF BENJAMIN SEC. & PRESIDENT,CEO,SHAREHOLDER OF BAKER GLOBAL ASSET; SHAREHOLDER | — |
| [BENJAMIN ANNA MARIE](https://search.stillhousedata.com/person/786501) | VICE PRESIDENT/ SECRETARY | — |
| [SEPANSKI ROSEMARIE COSTA](https://search.stillhousedata.com/person/788105) | VICE PRESIDENT/ CROP | — |
| [QUIGLEY WILLIAM MICHAEL](https://search.stillhousedata.com/person/808827) | VICE PRESIDENT /SROP | — |
| [GETTENBERG GARY](https://search.stillhousedata.com/person/816501) | FINANACIAL OPERATIONS PRINCIPAL | — |
| [STAMOVA ILINA S](https://search.stillhousedata.com/person/853738) | FINANCIAL OPERATIONS PRINCIPAL | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 1991-07-01 | regulatory | ON 7/1/91, THE STATE OF MARYLAND SECURITIES DIVISION APPROVED THE APPLICATION OF BENJAMIN SECURITIES, INC. FOR REGISTRATION AS A BD UPON THE EXECUTION OF A CONSENT ORDER AND PAYMENT OF AN ADMINISTRATIVE FINE OF $1,000.00 FOR TRANSACTING SECURITIES IN MARYLAND PRIOR TO REGISTRATION. | Final | $1K |
| — | regulatory | — | — | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| PENSACOLA | FL | 1 | 516-931-1090 |
| PENSACOLA | FL | 1 | 516-931-1090 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7754/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7754/similar
- Related entities: https://search.stillhousedata.com/firm/7754/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7754

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.