# UNICREDIT CAPITAL MARKETS, INC

UNICREDIT CAPITAL MARKETS, INC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 7789
- Type: SEC-registered investment adviser
- SEC file number: 801-68566
- Location: 150 EAST 42ND STREET, NEW YORK, NY, 10017
- Phone: 212-672-5945
- Latest filing: 2009-03-18
- Regulatory AUM: $27.5M
- Discretionary AUM: $27.0M
- Non-discretionary AUM: $500K
- Clients: 1
- Accounts: 7

## Officers, owners & control persons (7)

| Name | Role | Location |
| --- | --- | --- |
| [MORGAN WILLIAM JAMES](https://search.stillhousedata.com/person/740957) | PRESIDENT | — |
| [FALGER GABRIELLE](https://search.stillhousedata.com/person/753826) | SECRETARY | — |
| [LUPO ANDREW JAMES](https://search.stillhousedata.com/person/753830) | CHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF COMPLIANCE OFFICER | — |
| [DUNN MATTHEW PAUL](https://search.stillhousedata.com/person/753831) | DIRECTOR | — |
| [SCHUCH GYULA BELA](https://search.stillhousedata.com/person/764628) | DIRECTOR; DIRECTOR & OFFICER | — |
| [SPINDEL HOWARD](https://search.stillhousedata.com/person/764629) | FIN-OP | — |
| [MORISI GIUSEPPE](https://search.stillhousedata.com/person/764630) | DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7789/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7789/similar
- Related entities: https://search.stillhousedata.com/firm/7789/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7789

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.