# TD AMERITRADE, INC.

TD AMERITRADE, INC. of OMAHA, NE is an SEC-registered investment adviser.

## Registration

- CRD: 7870
- Type: SEC-registered investment adviser
- SEC file number: 801-60469
- Location: 200 SOUTH 108TH AVENUE, OMAHA, NE, 68154
- Phone: (800) 669-3900
- Latest filing: 2022-09-20
- Clients: 5,840

## Officers, owners & control persons (74)

_Showing 25 of 74 people._

| Name | Role | Location |
| --- | --- | --- |
| DESILVA PETER JAMES | PRESIDENT, DIRECTOR | — |
| GASPICH MARK SR | CROP | — |
| SERNETT GREGORY CHARLES | CHIEF COMPLIANCE OFFICER - RIA | — |
| CURCIO MICHAEL JOHN | EVP SALES, DIRECTOR | — |
| MURPHY DANIEL ANTHONY JR | SVP | — |
| KONOP LYNN MARIE | CHIEF COMPLIANCE OFFFICER - BD; CHIEF COMPLIANCE OFFICER - RIA | — |
| KIMM DAVID ROBERT | CHIEF RISK OFFICER | — |
| METZGER BARRY SCOTT | PRESIDENT | — |
| NEIMAN RICHARD HOWARD | DIRECTOR, GENERAL COUNSEL | — |
| BOYLE MICHAEL JOHN | CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR | — |
| PETERSON CARL C | CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR | — |
| BOUDROT SUSAN MARIE | CHIEF COMPLIANCE OFFICER - BD | — |
| MACDONALD JOHN RANALD | DIRECTOR | — |
| DEWALD TERRANCE SHAWN | CHIEF COMPLIANCE OFFICER | — |
| MILLER BARRY MARK | EVP MARKETING | — |
| VERGA ANTHONY MATTHEW | CHIEF COMPLIANCE OFFICER - RIA | — |
| ARMSTRONG THOMAS CHRISTIAN | PRESIDENT, CEO, CHAIRMAN; PRESIDENT, DIRECTOR | — |
| GERBER WILLIAM JOSEPH | CHIEF FINANCIAL OFFICER/FINOP; CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR | — |
| TEXTOR THOMAS JOSEPH | CHIEF COMPLIANCE OFFICER - BD | — |
| BRADLEY JOHN THOMAS JR | EVP INSTITUTIONAL SERVICES; EVP INSTITUTIONAL SERVICES,DIRECTOR; EVP SALES (+1 more) | — |
| FINN KEVIN FRANCIS JR | SVP | — |
| HERTE BRIAN GERARD | SROP, SVP; SVP | — |
| GUZMAN RALPH EMILIO | SVP | — |
| GUANERI PAUL GERARD | CFO | — |
| GRADY JAMES FRANCIS | MUNICIPAL SECURITIES PRINCIPAL | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7870/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7870/similar
- Related entities: https://search.stillhousedata.com/firm/7870/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7870

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.