# ASSET PLANNING CORPORATION

ASSET PLANNING CORPORATION of KNOXVILLE, TN is an SEC-registered investment adviser.

## Registration

- CRD: 7890
- Type: SEC-registered investment adviser
- SEC file number: 801-11448
- Location: 234 S. PETERS RD., SUITE 102, KNOXVILLE, TN, 37923
- Phone: 865-690-1231
- Latest filing: 2025-08-26
- Regulatory AUM: $406.6M
- Discretionary AUM: $401.5M
- Non-discretionary AUM: $5.2M
- Clients: 9
- Accounts: 928

## Business model

- Compensation: % of AUM, Hourly
- Clients served: Individuals, High net worth, Pooled vehicles

## Officers, owners & control persons (14)

| Name | Role | Location |
| --- | --- | --- |
| Joseph Ottaviano | PRESIDENT | KNOXVILLE, TN |
| Suzanne Waddell Hornick | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCIAL PLANNING | — |
| Carol Ottaviano | CORPORATE SECRETARY | — |
| Kathy Jo Patty | DIRECTOR OF CLIENT CARE | — |
| FAIN PAUL KEMP | EXECUTIVE CHAIRMAN; PRESIDENT; PRESIDENT/CHIEF COMPLIANCE OFFICER | — |
| FAIN DONNA J | SECRETARY | — |
| FAIN PAUL KEMP III | PRESIDENT | — |
| STAMPS MITZI SUE | SR. VICE PRESIDENT, ADMINISTRATIVE SERVICES | — |
| FLETCHER ANNE SEVERANCE | FINANCIAL ADVISER | — |
| KRYAH GINA JOHNSTON | CLIENT SERVICE ADMINISTRATOR | — |
| Ottaviano Joseph | PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER | — |
| HIMES SUZANNE WADDELL | CHIEF COMPLIANCE OFFICER | — |
| OTTAVIANO CAROL | CORPORATE SECRETARY | — |
| HORNICK SUZANNE WADDELL | CHIEF COMPLIANCE OFFICER | — |


## Branch offices (2)

| City | State | Employees | Phone |
| --- | --- | --- | --- |
| — | — | 1 | 8656901231 |
| — | — | 1 | 8656901231 |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/7890/brochure
- Similar advisers: https://search.stillhousedata.com/firm/7890/similar
- Related entities: https://search.stillhousedata.com/firm/7890/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/7890

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.