# STERNE, AGEE & LEACH, INC.

STERNE, AGEE & LEACH, INC. of BIRMINGHAM, AL is an SEC-registered investment adviser.

## Registration

- CRD: 791
- Type: SEC-registered investment adviser
- SEC file number: 801-60617
- Location: 800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL, 35209
- Phone: 205-949-3500
- Latest filing: 2006-12-11
- Regulatory AUM: $217.1M
- Discretionary AUM: $204.1M
- Non-discretionary AUM: $13.1M
- Clients: 6
- Accounts: 724

## Officers, owners & control persons (16)

| Name | Role | Location |
| --- | --- | --- |
| SMITH RAYMOND HILL JR | MANAGING DIRECTOR | — |
| NEWTON JAMES TODD | MANAGING DIRECTOR | — |
| WOODHAM FRANKLIN EUGENE | SECRETARY AND DIRECTOR; SECRETARY DIRECTOR & CFO | — |
| FRANKEL CHRISTOPHER LEE | MANAGING DIRECTOR | — |
| DELUCA RONALD GREGORY | CHIEF COMPLIANCE OFFICER; SROP/CROP | — |
| LEE JAMES BAINBRIDGE JR | MANAGING DIRECTOR | — |
| HOLBROOK JAMES STIVENDER JR | C HAIRMAN PRESIDENT & CEO | — |
| BUKOLT EARL DAVID | CHIEF OPERATIONS OFFICER AND MANAGING DIRECTOR | — |
| DANIEL LINDA MCWHIRTER | MANAGING DIRECTOR | — |
| WHITE CHARLES ROYAL JR | MANAGING DIRECTOR | — |
| ROBERTS JOE ROBERT JR | MANAGING DIRECTOR | — |
| LOVELL WILLIAM TAYLOR | MANAGING DIRECTOR | — |
| WAGSTAFF CONNER FRED III | CFO | — |
| CATLETT CHARLES HUTCHESON | CHIEF COMPLIANCE OFFICER SROP & CROP | — |
| DOGAN PATRICK SHAWN | FIN OP | — |
| GLASGOW ROBERT MORRIS III | MANAGING DIRECTOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/791/brochure
- Similar advisers: https://search.stillhousedata.com/firm/791/similar
- Related entities: https://search.stillhousedata.com/firm/791/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/791

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.