# STONE & YOUNGBERG LLC

STONE & YOUNGBERG LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser.

## Registration

- CRD: 795
- Type: SEC-registered investment adviser
- SEC file number: 801-69883
- Location: ONE FERRY BUILDING, SUITE 275, SAN FRANCISCO, CA, 94111
- Phone: 415-445-2300
- Latest filing: 2012-01-06
- Regulatory AUM: $50.3M
- Discretionary AUM: $50.3M
- Clients: 51
- Accounts: 21

## Officers, owners & control persons (22)

| Name | Role | Location |
| --- | --- | --- |
| [HESKE DOUGLAS CHARLES](https://search.stillhousedata.com/person/735790) | PRIVATE CLIENT GROUP SUPERVISOR | — |
| [GAGE MITCHELL HUGHEY](https://search.stillhousedata.com/person/752615) | CFO; MANAGING DIRECTOR, CFO; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC,CFO | — |
| [EVANS WILLIAM ASHTON III](https://search.stillhousedata.com/person/767295) | MANAGING DIRECTOR, SROP; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC, SROP; PRIVATE CLIENT GROUP SUPERVISOR, SROP (+1 more) | — |
| [ZINMAN ROBERT HAROLD](https://search.stillhousedata.com/person/767296) | CHIEF COMPLIANCE OFFICER/DIRECTOR OF OPERATIONS; DIRECTOR OF OPERATIONS | — |
| [HSU DAVID CHENG-WEI](https://search.stillhousedata.com/person/775976) | CHIEF COMPLIANCE OFFICER | — |
| [WILLIAMS KENNETH EVERETT](https://search.stillhousedata.com/person/776808) | MANAGING DIRECTOR, PRESIDENT; PRESIDENT; PRESIDENT/MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC | — |
| [HEANEY STEPHEN EDWARD](https://search.stillhousedata.com/person/776809) | MANAGING DIRECTOR, PUBLIC FINANCE; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC, PUBLIC FINANCE GROUP SUPERVISOR; PUBLIC FINANCE GROUP SUPERVISOR | — |
| [BEAMES RICHARD ALBERT](https://search.stillhousedata.com/person/776810) | MANAGING DIRECTOR, MUNICIPAL SECURITIES GROUP SALES SUPERVISOR; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC, MUNICIPAL SECURITIES GROUP SALES SUPERVISOR; MUNICIPAL SECURITIES GROUP SALES SUPERVISOR | — |
| [COLVIN PARKER ANDREW WILLIAM](https://search.stillhousedata.com/person/776811) | HEAD OF MUNICIPAL UNDERWRITING; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC, HEAD OF MUNICIPAL UNDERWRITING; MUNICIPAL SECURITIES GROUP TRADING SUPERVISOR | — |
| [SOLLERS SCOTT CREGAN](https://search.stillhousedata.com/person/790062) | MANAGING DIRECTOR, CHAIRMAN; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC | — |
| [HUCK LEONARD WILLIAM JR](https://search.stillhousedata.com/person/790063) | MANAGING DIRECTOR; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC | — |
| [LOCKARD WILLIAM THOMAS JR](https://search.stillhousedata.com/person/790064) | MANAGING DIRECTOR; MEMBER BOARD OF DIRECTORS S &Y HOLDINGS LLC | — |
| [BENGALI SOHAIL](https://search.stillhousedata.com/person/790065) | MANAGING DIRECTOR; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC | — |
| [CERVANTES JAMES RICHARD](https://search.stillhousedata.com/person/790066) | MANAGING DIRECTOR; MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC | — |
| [TURNER JACK JARRATT](https://search.stillhousedata.com/person/790067) | MANAGING DIRECTOR, TAXABLE SECURITIES GROUP; TAXABLE SECURITIES GROUP SUPERVISOR | — |
| [VINCENT DAWN](https://search.stillhousedata.com/person/790068) | MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC | — |
| [KERNS BRUCE WILLIAM](https://search.stillhousedata.com/person/790069) | MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC | — |
| [HAMILL GRANT MILLER](https://search.stillhousedata.com/person/790070) | MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC | — |
| [SAIN GREGORY ROBERT](https://search.stillhousedata.com/person/790071) | MEMBER BOARD OF DIRECTORS S&Y HOLDINGS LLC | — |
| [LAWWILL JOSEPH CHARLES](https://search.stillhousedata.com/person/790072) | EQUITY TRADE DESK SUPERVISOR; TAXABLE SECURITIES GROUP TRADING SUPERVISOR | — |
| [FOX BRIAN DAVID](https://search.stillhousedata.com/person/794628) | MUNICIPAL SECURITIES GROUP TRADING SUPERVISOR | — |
| [DITURSI STEPHEN V](https://search.stillhousedata.com/person/794629) | TAXABLE SECURITIES GROUP SUPERVISOR | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/795/brochure
- Similar advisers: https://search.stillhousedata.com/firm/795/similar
- Related entities: https://search.stillhousedata.com/firm/795/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/795

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.