# J K R & COMPANY, INC.

J K R & COMPANY, INC. of VAN NUYS, CA is an SEC-registered investment adviser.

## Registration

- CRD: 8040
- Type: SEC-registered investment adviser
- SEC file number: 801-136249
- Location: 7145 WOODLEY AVENUE, VAN NUYS, CA, 91406
- Phone: 818-781-7721
- Latest filing: 2026-05-26
- Regulatory AUM: $136.3M
- Discretionary AUM: $136.3M
- Clients: 5
- Accounts: 229

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth

## Officers, owners & control persons (2)

| Name | Role | Location |
| --- | --- | --- |
| James Kemp Richardson | VICE PRESIDENT | — |
| James Andrew Ellis | PRESIDENT / FINOP / CCO | — |


## Disclosures (2)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2020-07-27 | regulatory | WITHOUT ADMITTING OR DENYING THE FINDINGS, THE FIRM CONSENTED TO THE SANCTIONS AND THE ENTRY OF FINDINGS THAT DURING THE PERIOD OF NOVEMBER 2012 AND DECEMBER 2016 IT VIOLATED FINRA RULES 3310(A) AND 2010 IN CONNECTION WITH ITS AML PROGRAM BY FAILING TO DETECT RED FLAGS OF SUSPICIOUS ACTIVITY IN FOUR… | Final | $50K |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/8040/brochure
- Similar advisers: https://search.stillhousedata.com/firm/8040/similar
- Related entities: https://search.stillhousedata.com/firm/8040/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/8040

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.