# W&S BROKERAGE SERVICES, INC.

W&S BROKERAGE SERVICES, INC. of CINCINNATI, OH is an SEC-registered investment adviser.

## Registration

- CRD: 8099
- Type: SEC-registered investment adviser
- SEC file number: 801-113946
- Location: 400 BROADWAY, CINCINNATI, OH, 45202
- Phone: 800-257-2135
- Latest filing: 2026-08-04
- Regulatory AUM: $257.2M
- Discretionary AUM: $257.2M
- Clients: 114
- Accounts: 963

## Business model

- Compensation: % of AUM
- Clients served: High net worth, Charities

## Officers, owners & control persons (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| Jill Tripp Mcgruder | DIRECTOR | — |
| Terrie Ann Wiedenheft | SENIOR VICE PRESIDENT AND CFO | — |
| Gregory Michael Luebbe | ASSISTANT VICE PRESIDENT | — |
| Donald Joseph Wuebbling | DIRECTOR | — |
| Troy Dale Brodie | PRESIDENT | — |
| Matthew William Loveless | VP, AGENCY STRATEGY, TRAINING & TALENT ACQUISITION; VP, STRATEGIC DEVELOPMENT AND OPERATIONS | — |
| James Joseph Deluca | VP, MARKETING | — |
| Timothy Steven Stearns | VP, COMPLIANCE OFFICER | — |
| Sarah Sparks Herron | CORPORATE SECRETARY | — |
| Jonathan David Niemeyer | DIRECTOR | — |
| Jay Vincent Johnson | TREASURER | — |
| Jason Todd Anderson | ASSISTANT TREASURER | — |
| Shawn Michael Scott | CHIEF COMPLIANCE OFFICER | — |
| Scott Joseph Wittman | VP TAX | — |
| Douglas Edward Mourne | AVP, BROKERAGE OPERATIONS | — |
| WUEBBLING DONALD JOSEPH | DIRECTOR | — |
| WIEDENHEFT TERRIE ANN | SENIOR VICE PRESIDENT AND CFO | — |
| STEARNS TIMOTHY STEVEN | CHIEF COMPLIANCE OFFICER; VP, COMPLIANCE OFFICER | — |
| MCGRUDER JILL TRIPP | DIRECTOR | — |
| NIEMEYER JONATHAN DAVID | DIRECTOR | — |
| JOHNSON MICHAEL VINCENT | TREASURER | — |
| SCOTT BENJAMIN MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| DELUCA ANTHONY JOSEPH | VP, MARKETING | — |
| DUNN BRYAN CHALMER | DIRECTOR | — |
| LUEBBE GREGORY MICHAEL | ASSISTANT VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/8099/brochure
- Similar advisers: https://search.stillhousedata.com/firm/8099/similar
- Related entities: https://search.stillhousedata.com/firm/8099/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/8099

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.