# MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 8209
- Type: SEC-registered investment adviser
- SEC file number: 801-11727
- Location: 1585 BROADWAY, NEW YORK, NY, 10036-8293
- Phone: 212-761-4000
- Latest filing: 2011-11-03
- Clients: 9,000

## Officers, owners & control persons (80)

_Showing 25 of 80 people._

| Name | Role | Location |
| --- | --- | --- |
| Scott L Garland | CFO/DIRECTOR; CHIEF FINANCIAL OFFICER | San Francisco, CA |
| TAUBMAN STEVEN JEFFREY | DIRECTOR | — |
| BIGGS BARTON MICHAEL | DIRECTOR | — |
| PURCELL BRADLEY JAMES | DIRECTOR | — |
| CRUZ ZOE | DIRECTOR; DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR, CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| OSHAUGHNESSY JAMES GERARD | DESIGNATED PRINCIPAL - TEXAS | — |
| FAULKNER JOHN H | CO-GENERAL COUNSEL AND SECRETARY - ISG; CO-GENERAL COUNSEL - ISG AND SECRETARY; DIRECTOR, GENERAL COUNSEL AND SECRETARY (+1 more) | — |
| SHEAR NEAL ALLAN | DIRECTOR | — |
| SPENCER CORDELL GERARD | DIRECTOR | — |
| WIRTH PAUL C | CHIEF FINANCIAL OFFICER | — |
| CHASIN CHARLES | DIRECTOR | — |
| CHAMMAH WALID ATEF | DIRECTOR | — |
| LANGSAM ADAM BLAKE | SROP - INSTITUTIONAL BUSINESS ONLY | — |
| PORTOGALLO RICHARD VINCENT | DIRECTOR | — |
| OSTERGAARD JILL WENZLAFF | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER - INSTITUTIONAL BUSINESS ONLY; CO-CHIEF COMPLIANCE OFFICER - ISG | — |
| DAFFNER MARCI LYNN | CROP - INSTITUTIONAL BUSINESS ONLY | — |
| CHAN MARION | CCO - INVESTMENT ADVISOR ONLY | — |
| GUEREN RICHARD DANIEL | SROP; SROP - UHNW ONLY | — |
| FRANK ALEXANDER CHARLES | CHIEF FINANCIAL OFFICER; CHIEF OPERATIONS OFFICER; CHIEF OPERATIONS OFFICER - ISG (+2 more) | — |
| CIMINERA LAURA | CROP; CROP - UHNW ONLY | — |
| MERRIMAN JOHN PAUL | DESIGNATED PRINCIPAL - ILLINOIS | — |
| HARRIS RAYMOND ALBERT JR | DIRECTOR | — |
| WICKMAN KIRK PETER | CO-GENERAL COUNSEL AND SECRETARY - GWM | — |
| GORMAN JAMES PATRICK | DIRECTOR; DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | — |
| CHENG NOLAND | CO-CHIEF OPERATIONS OFFICER - GWM | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/8209/brochure
- Similar advisers: https://search.stillhousedata.com/firm/8209/similar
- Related entities: https://search.stillhousedata.com/firm/8209/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/8209

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.