# TOWER SQUARE SECURITIES, INC.

TOWER SQUARE SECURITIES, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 833
- Type: SEC-registered investment adviser
- SEC file number: 801-50585
- Location: 1095 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
- Phone: 212-578-0594
- Latest filing: 2013-05-08
- Regulatory AUM: $299.2M
- Discretionary AUM: $50.2M
- Non-discretionary AUM: $249.0M
- Clients: 1,117
- Accounts: 2,129

## Officers, owners & control persons (65)

_Showing 25 of 65 people._

| Name | Role | Location |
| --- | --- | --- |
| Richard Bush | VICE PRESIDENT-TAXES | New York, NY |
| Paul G Cellupica | CHIEF LEGAL OFFICER | New York, NY |
| HURLEY LIAM JOHN | PRESIDENT AND MEMBER OF THE BOARD OF DIRECTORS | — |
| WILLIAMS CHARLES MASON JR | ASSISTANT SECRETARY; ASSISTANT SECRETARY, ASSISTANT COMPLIANCE OFFICER | — |
| WRIGHT LINUS JAMES | ASSISTANT SECRETARY; CORPORATE SECRETARY | — |
| BAKAL LEONARD MARK | CHIEF COMPLIANCE OFFICER AND AML OFFICER | — |
| TOPPETA WILLIAM JOHN | MEMBER OF THE BOARD AND DIRECTOR; MEMBER OF THE BOARD OF DIRECTORS | — |
| FORGET ELIZABETH MARY | DIRECTOR | — |
| FARRELL MICHAEL KEVIN | MEMBER OF THE BOARD AND DIRECTOR; MEMBER OF THE BOARD OF DIRECTORS | — |
| HALPERIN JEFFREY PAUL | ANTI-MONEY LAUNDERING OFFICER | — |
| LAZARUS NORMAN ROBERT | CHIEF COMPLIANCE OFFICER AND AML OFFICER | — |
| WILLIAMSON ANTHONY JAMES | TREASURER | — |
| MARKHAM CRAIG WILLIAM | PRESIDENT AND DIRECTOR; PRESIDENT AND MEMBER OF THE BOARD OF DIRECTORS | — |
| CARRIER ANDRE THEODORE | CHIEF OPERATIONS OFFICER; SENIOR REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE REGISTERED OPTIONS PRINCIPAL | — |
| BEGUN ROBERT | CHIEF OPERATIONS OFFICER; CO-CHIEF OPERATIONS OFFICER | — |
| COHN MARC ALLAN | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISER | — |
| MARTINEZ JOHN GREGORY | CHIEF FINANCIAL OFFICER; VICE PRESIDENT AND FINANCIAL AND OPERATIONS PRINCIPAL | — |
| PETERSEN ROBERT HENRY | CHIEF FINANCIAL OFFICER | — |
| CARR GWENN LOUISE | SECRETARY | — |
| LENNOX LAURIE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, BROKER DEALER | — |
| CELLUPICA PAUL GERARD | CHIEF LEGAL OFFICER | — |
| ADDAZIO JUDITH ANNE | ASSISTANT TREASURER | — |
| RUSSO JOANNE KATHERINE | SENIOR VICE PRESIDENT- ADMINISTRATION; SENIOR VICE PRESIDENT AND CHIEF OPERATIONS OFFICER; SENIOR VICE PRESIDENT-CHIEF MARKETING OFFICER | — |
| MARKOULAKIS GEORGE EMMANUEL | VICE PRESIDENT - OPERATIONS; VICE PRESIDENT - OPERATIONS AND TRADING | — |
| CASSIDY EDWARD WILLIAM JR | CHAIRMAN OF THE BOARD, CEO & MEMBER OF THE BOARD OF DIRECTORS; CHAIRMAN OF THE BOARD, PRES., CEO & MEMBER OF THE BOARD OF DIRECTORS; PRESIDENT AND CEO (+1 more) | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/833/brochure
- Similar advisers: https://search.stillhousedata.com/firm/833/similar
- Related entities: https://search.stillhousedata.com/firm/833/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/833

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.