# MCGINN, SMITH & CO., INC.

MCGINN, SMITH & CO., INC. of ALBANY, NY is an SEC-registered investment adviser.

## Registration

- CRD: 8453
- Type: SEC-registered investment adviser
- SEC file number: 801-70056
- Location: ONE CAPITAL CENTER, 99 PINE STREET, ALBANY, NY, 12207
- Phone: 518-449-5131
- Latest filing: 2009-12-24
- Regulatory AUM: $38.5M
- Discretionary AUM: $38.5M
- Clients: 11
- Accounts: 121

## Officers, owners & control persons (9)

| Name | Role | Location |
| --- | --- | --- |
| SMITH GREGORY LEE | PRESIDENT, SENIOR REGISTERED OPTION PRINCIPAL, COMPLIANCE REGISTERED OPTION PRINCIPAL | — |
| SMITH JOHN JOSEPH | CHIEF COMPLIANCE OFFICER | — |
| MAYER BRIAN TODD | VICE PRESIDENT | — |
| SHEA MICHAEL EDWARD | CHIEF FINANCIAL OFFICER | — |
| RABINOVICH PHILIP STANISLAV | VICE PRESIDENT | — |
| MCGINN TIMOTHY MICHAEL | CHAIRMAN OF THE BOARD | — |
| LIVINGSTON THOMAS EDWARD | SENIOR VICE PRESIDENT | — |
| REES DAVID PAUL | CHIEF FINANCIAL OFFICER | — |
| CHIAPPONE FRANK HENRY | VICE PRESIDENT, SALES MANANGER | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/8453/brochure
- Similar advisers: https://search.stillhousedata.com/firm/8453/similar
- Related entities: https://search.stillhousedata.com/firm/8453/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/8453

---

Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.