# NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC. of NEW YORK, NY is an SEC-registered investment adviser.

## Registration

- CRD: 8503
- Type: SEC-registered investment adviser
- SEC file number: 801-39011
- Location: RICHARD BERENGER-MANAGING DIRECTOR OF COMPLIANCE, 260 MADISON AVENUE, NEW YORK, NY, 10016
- Phone: 212-413-4536
- Latest filing: 2003-05-06
- Regulatory AUM: $408.3M
- Discretionary AUM: $60.9M
- Non-discretionary AUM: $347.4M
- Clients: 251
- Accounts: 2,035

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Miller Joseph | CHAIRMAN OF THE BOARD & PRESIDENT; CHAIRMAN OF THE BOARD, PRESIDENT & TREASURER | Juniper, FL |
| PACHECO ROGER II | ASSISTANT VICE PRESIDENT | — |
| BERENGER RICHARD WALTER | ASSISTANT SECRETARY; COMPLIANCE OFFICER; MANAGING DIRECTOR OF COMPLIANCE (+1 more) | — |
| PETERSEN ROBERT HENRY | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | — |
| HIPWORTH PAUL DAVID | ASSISTANT VICE PRESIDENT | — |
| AQUINO VIRGELAN ERNESTO | VICE PRESIDENT | — |
| MARTZ ROBERT NICHOLAS | VICE PRESIDENT | — |
| WIRTSHAFTER TOM M | SENIOR VICE PRESIDENT | — |
| ROZEK JONATHAN MARC | VICE PRESIDENT | — |
| LEWIS JAY LAWRENCE | CHAIRMAN OF THE BOARD & PRESIDENT; CHAIRMAN/PRESIDENT | — |
| LARKIN SHERWOOD PETER | EXECUTIVE VICE PRESIDENT & CHIEF OPERATING OFFICER         TREASURER; EXECUTIVE VICE PRESIDENT, SECRETARY & TREASURER | — |
| DECKER DAVID JOHN | ASSISTANT VICE PRESIDENT | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/8503/brochure
- Similar advisers: https://search.stillhousedata.com/firm/8503/similar
- Related entities: https://search.stillhousedata.com/firm/8503/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/8503

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.