# LPL ENTERPRISE, LLC

LPL ENTERPRISE, LLC of FORT MILL, SC is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 8733
- Type: SEC-registered investment adviser
- SEC file number: 801-130883
- Location: 1055 LPL WAY, FORT MILL, SC, 29715
- Phone: 704-733-3300
- Latest filing: 2026-07-15
- Regulatory AUM: $24.9B
- Discretionary AUM: $24.9B
- Non-discretionary AUM: $3.6M
- Clients: 5,215
- Accounts: 139,192

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: Individuals, High net worth, Pooled vehicles, Other

## Officers, owners & control persons (11)

| Name | Role | Location |
| --- | --- | --- |
| Steven Thomas Malfitano | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | — |
| Matthew Edwin Morningstar | CHIEF LEGAL OFFICER | — |
| Kirby Lepak Horan-Adams | CHIEF EXECUTIVE OFFICER. PRESIDENT | — |
| Richard Steven Sheehan | SVP, CHIEF COMPLIANCE OFFICER | — |
| Steven Philip Morrison | SECRETARY | — |
| MORRISON MITCHELL STEVEN | SECRETARY | — |
| HORAN-ADAMS KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | — |
| MALFITANO STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | — |
| SHEEHAN RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | — |
| MORRISON STEVEN PHILIP | SECRETARY | — |
| Kiriakos Andreas Evangeliou | SVP, CHIEF COMPLIANCE OFFICER | — |


## Disclosures (37)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| — | regulatory | — | — | — |
| — | civil | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/8733/brochure
- Similar advisers: https://search.stillhousedata.com/firm/8733/similar
- Related entities: https://search.stillhousedata.com/firm/8733/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/8733

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.