# WULFF, HANSEN & CO.

WULFF, HANSEN & CO. of SAN RAFAEL, CA is an SEC-registered investment adviser. This firm reports disciplinary history on Form ADV.

## Registration

- CRD: 908
- Type: SEC-registered investment adviser
- SEC file number: 801-126111
- Location: 100 SMITH RANCH ROAD, SUITE 320, SAN RAFAEL, CA, 94903
- Phone: 415-421-8900
- Latest filing: 2026-07-10
- Regulatory AUM: $144.8M
- Discretionary AUM: $144.8M
- Clients: 9
- Accounts: 143

## Business model

- Compensation: % of AUM, Hourly, Fixed
- Clients served: High net worth, Pooled vehicles, Other

## Officers, owners & control persons (12)

| Name | Role | Location |
| --- | --- | --- |
| Charles A Donald | EXECUTIVE VICE PRESIDENT; PRESIDENT; PRESIDENT, CCO (+1 more) | Pittsburgh, PA |
| Christopher Donald Charles | PRESIDENT, CCO CHIEF COMPLIANCE OFFICER | — |
| Dennis Henry Steinkamp | SENIOR VICE PRESIDENT | — |
| Kim B Tu | CFO/POO FOR REGULATORY PURPOSES ONLY | — |
| Robert John Pankratz | MUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT | — |
| TALBOT JOHN PARKER | VICE PRESIDENT | — |
| TU KIM B | CFO/POO FOR REGULATORY PURPOSES ONLY | — |
| COOK ALAN EUGENE | FINANCIAL & OPERATIONS PRINCIPAL/(CFO FOR REGULATORY PURPOSES) | — |
| HANSEN JAMES DECATUR | PRESIDENT | — |
| DERCOLE GENE JOHN | SENIOR VICE PRESIDENT | — |
| STEINKAMP DENNIS HENRY | SENIOR VICE PRESIDENT | — |
| PANKRATZ ROBERT JOHN | MUNICIPAL ADVISOR REPRESENTATIVE, DIRECTOR OF OPERATIONS, VICE PRESIDENT | — |


## Disclosures (24)

| Initiated | Type | Allegations | Status | Amount |
| --- | --- | --- | --- | --- |
| 2011-03-11 | regulatory | DURING A THREE-MONTH PERIOD A TOTAL OF 39 MUNICIPAL BOND TRADES WERE REPORTED WITH AN INCORRECT TIME AND/OR REPORTED MORE THAN 15 MINUTES AFTER EXECUTION IN VIOLATION OF MSRB RULES G-14 AND G-8. | Final | $10K |
| 1989-08-07 | regulatory | FAILURE TO COMPLY WITH CERTAIN PORTIONS OF ARTICLE III, SECTION I OF RFP AND FILING REQUIREMENTS REGARDING FORM A13. | Final | $3K |
| 1980-03-25 | regulatory | SETTLED 9/27/82. THE SEC ALLEGED THAT THE FIRM ENGAGED IN INSIDER TRADING USING DATA ABOUT A SUCCESSFUL OIL WELL IN WHICH GULF ENERGY CORPORATION HAD AN INTEREST, PURCHASED STOCK AT BELOW-MARKET PRICES WITHOUT DISCLOSING THAT FACT, AND ISSUED A RESEARCH REPORT CONTAINING INFORMATION SUPPLIED BY GULF… | Final | $738 |
| — | regulatory | — | — | — |


## Related pages

- Form ADV Part 2 brochure: https://search.stillhousedata.com/firm/908/brochure
- Similar advisers: https://search.stillhousedata.com/firm/908/similar
- Related entities: https://search.stillhousedata.com/firm/908/related
- SEC IAPD (source of record): https://adviserinfo.sec.gov/firm/summary/908

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Source: public SEC Form ADV data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.