# FRANKLIN RESOURCES INC — Form D

FRANKLIN RESOURCES INC of SAN MATEO, CA, a company, filed a Form D exempt-offering notice with the SEC on 2018-05-01. The offering totals $27.8M, of which $27.8M was reported sold. Industry: Investing.

## Offering

- Filed: 2018-05-01
- Form: D
- Accession: 0000038777-18-000168
- Industry: Investing
- Exemptions: 06b
- Total offering: $27.8M
- Amount sold: $27.8M
- Investors: 1
- Date of first sale: 2018-05-01
- Security types: equity
- Revenue range: Over $100,000,000
- SEC file number: 021-311434

## Issuer

- Name: FRANKLIN RESOURCES INC
- CIK: 0000038777
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: ONE FRANKLIN PARKWAY, SAN MATEO, CA, 94403
- Phone: 650-312-2000

## Officers, directors & promoters (32)

_Showing 25 of 32 people._

| Name | Role | Location |
| --- | --- | --- |
| Peter K Barker | Director | San Mateo, CA |
| Mariann K Byerwalter | Director | San Mateo, CA |
| Charles E Johnson | Director | San Mateo, CA |
| Rupert H Johnson | Director | San Mateo, CA |
| Gregory E Johnson, Jr. | Director | San Mateo, CA |
| Mark C Pigott | Director | San Mateo, CA |
| Chutta C Ratnathicam | Director | San Mateo, CA |
| Laura C Stein | Director | San Mateo, CA |
| Seth C Waugh | Director | San Mateo, CA |
| Geoffrey Y Yang | Director | San Mateo, CA |
| Jennifer M Johnson | Executive Officer | San Mateo, CA |
| Rupert H Johnson | Executive Officer | San Mateo, CA |
| Gregory E Johnson, Jr. | Executive Officer | San Mateo, CA |
| Kenneth A Lewis | Executive Officer | San Mateo, CA |
| Jed A Plafker | Executive Officer | San Mateo, CA |
| Alok A Sethi | Executive Officer | San Mateo, CA |
| Craig S Tyle | Executive Officer | San Mateo, CA |
| Gregory E Johnson | Director | Nassau, C5 |
| Gregory E Johnson | Executive Officer | Nassau, C5 |
| JOHN M LUSK | Executive Officer | SAN MATEO, CA |
| Rupert H Johnson, Jr. | Director | San Mateo, CA |
| Rupert H Johnson, Jr. | Executive Officer | San Mateo, CA |
| William Y Yun | Executive Officer | San Mateo, CA |
| Peter M Sacerdote | Director | San Mateo, CA |
| Joseph R Hardiman | Director | San Mateo, CA |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2011-07-06](https://search.stillhousedata.com/formd/0000038777-11-000167) | D | $11.2M | $11.2M |

## More

- [CIK 38777 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=38777&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000038777-18-000168.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.