# TM TECHNOLOGIES INC — Form D

TM TECHNOLOGIES INC of LITTLE SWITZERLAND, NC, a company, filed a Form D exempt-offering notice with the SEC on 2016-04-21. The offering totals $6.0M. Industry: Telecommunications.

## Offering

- Filed: 2016-04-21
- Form: D
- Accession: 0000774973-16-000004
- Industry: Telecommunications
- Exemptions: 06b
- Total offering: $6.0M
- Remaining: $6.0M
- Minimum investment: $100K
- Security types: debt
- Revenue range: Decline to Disclose
- SEC file number: 021-261761

## Issuer

- Name: TM TECHNOLOGIES INC
- CIK: 0000774973
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 9455 HIGHWAY 226A, LITTLE SWITZERLAND, NC, 28749
- Phone: 520-512-5299

## Officers, directors & promoters (23)

| Name | Role | Location |
| --- | --- | --- |
| Brent Davies | Director | Little Switzerland, NC |
| Brent Davies | Executive Officer | Little Switzerland, NC |
| Kevin Sherlock | Director | Little Switzerland, NC |
| Kevin Sherlock | Executive Officer | Little Switzerland, NC |
| Lakhwinder Janda | Director | Little Switzerland, NC |
| Daniel Hodges | Director | Little Switzerland, NC |
| Daniel Hodges | Executive Officer | Little Switzerland, NC |
| John Steinmetz | Director | NEW YORK, NY |
| Michael Powell | Executive Officer | Cambridge, MA |
| Albert White | Director | Tucson, AZ |
| Dr. Jodhvir Sarai | Director | Tucson, AZ |
| Dr. Jodhvir Sarai | Executive Officer | Tucson, AZ |
| Kevin K Sherlock | Director | Tucson, AZ |
| Kevin K Sherlock | Executive Officer | Tucson, AZ |
| Dr. Jodhvir K Sarai | Director | Tucson, AZ |
| Dr. Jodhvir K Sarai | Executive Officer | Tucson, AZ |
| Richard Gerdes | Executive Officer | Tucson, AZ |
| Brent K Davies | Director | Tucson, AZ |
| Brent K Davies | Executive Officer | Tucson, AZ |
| David K Bain | Executive Officer | Tucson, AZ |
| Frank K Anjakos | Executive Officer | Tucson, AZ |
| David Bain | Executive Officer | Tucson, AZ |
| Frank Anjakos | Executive Officer | Tucson, AZ |

## Other filings by this issuer (10)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-08-19](https://search.stillhousedata.com/formd/0001213900-25-078462) | D | $500K | $500K |
| [2025-08-19](https://search.stillhousedata.com/formd/0001213900-25-078461) | D | $615K | $615K |
| [2024-02-22](https://search.stillhousedata.com/formd/0001213900-24-015931) | D | $2.0M | $200K |
| [2018-10-10](https://search.stillhousedata.com/formd/0000774973-18-000004) | D | $2.0M | $100K |
| [2018-07-09](https://search.stillhousedata.com/formd/0000774973-18-000003) | D | $1.0M | $150K |
| [2018-04-09](https://search.stillhousedata.com/formd/0000774973-18-000002) | D/A | $500K | $500K |
| [2018-03-27](https://search.stillhousedata.com/formd/0000774973-18-000001) | D | $2.0M | $690K |
| [2017-11-21](https://search.stillhousedata.com/formd/0000774973-17-000002) | D | $700K | $300K |
| [2016-06-07](https://search.stillhousedata.com/formd/0000774973-16-000005) | D/A | $8.0M | — |
| [2016-03-24](https://search.stillhousedata.com/formd/0000774973-16-000003) | D | $2.5M | $2.5M |

## More

- [CIK 774973 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=774973&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000774973-16-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.