# MESIROW FINANCIAL HOLDINGS INC — Form D

MESIROW FINANCIAL HOLDINGS INC of CHICAGO, IL, a company, filed a Form D exempt-offering notice with the SEC on 2009-09-03. The offering totals $17.7M, of which $17.7M was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2009-09-03
- Form: D
- Accession: 0000827221-09-000004
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $17.7M
- Amount sold: $17.7M
- Remaining: $75K
- Minimum investment: $10K
- Investors: 117
- Date of first sale: 2009-08-27
- Security types: equity
- Revenue range: Over $100,000,000
- SEC file number: 021-82722-1C

## Issuer

- Name: MESIROW FINANCIAL HOLDINGS INC
- CIK: 0000827221
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 353 N CLARK ST, CHICAGO, IL, 60654
- Phone: 3125956000

## Officers, directors & promoters (58)

_Showing 25 of 58 people._

| Name | Role | Location |
| --- | --- | --- |
| Ruth C Hannenberg | Director | Chicago, IL |
| Martin Kaplan | Director | Fremont, CA |
| Lester A Morris | Director | Chicago, IL |
| Paul Rice | Director | Houston, TX |
| James C Tyree | Director | Chicago, IL |
| Julie E Vander Weele | Director | CHICAGO, IL |
| Michael Crowe | Executive Officer | North Andover, MA |
| Ruth C Hannenberg | Executive Officer | Chicago, IL |
| Martin Kaplan | Executive Officer | Fremont, CA |
| Lawrence P Morris | Executive Officer | Chicago, IL |
| Lester A Morris | Executive Officer | Chicago, IL |
| Paul Rice | Executive Officer | Houston, TX |
| Michael Szkatulski | Executive Officer | Chicago, IL |
| James C Tyree | Executive Officer | Chicago, IL |
| Julie E Vander Weele | Executive Officer | CHICAGO, IL |
| Howard M Rossman | Director | CHICAGO, IL |
| Howard M Rossman | Executive Officer | CHICAGO, IL |
| Richard S Mesirow | Executive Officer | CHICAGO, IL |
| Richard S Price | Director | CHICAGO, IL |
| Richard S Price | Executive Officer | CHICAGO, IL |
| Bruce J Young | Director | CHICAGO, IL |
| Bruce J Young | Executive Officer | CHICAGO, IL |
| Thomas E Galuhn | Director | CHICAGO, IL |
| Thomas E Galuhn | Executive Officer | CHICAGO, IL |
| Thomas J Macina | Director | Chicago, IL |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-08-04](https://search.stillhousedata.com/formd/0000827221-14-000001) | D | $422K | $422K |
| [2013-08-07](https://search.stillhousedata.com/formd/0000827221-13-000001) | D | $9.0M | $9.0M |
| [2012-08-08](https://search.stillhousedata.com/formd/0000827221-12-000001) | D | $21.1M | $21.1M |
| [2011-09-21](https://search.stillhousedata.com/formd/0000827221-11-000001) | D | $35.4M | $35.4M |
| [2010-10-26](https://search.stillhousedata.com/formd/0000827221-10-000003) | D/A | $23.6M | $23.6M |
| [2010-09-27](https://search.stillhousedata.com/formd/0000827221-10-000002) | D | $23.5M | $23.5M |

## More

- [CIK 827221 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=827221&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000827221-09-000004.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.