# Rothschild Investments, LLC — Form D

Rothschild Investments, LLC of CINCINNATI, OH, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2021-08-18. The offering totals $5.0M, of which $3.2M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2021-08-18
- Form: D
- Accession: 0000892251-21-000012
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Total offering: $5.0M
- Amount sold: $3.2M
- Remaining: $1.8M
- Minimum investment: $10K
- Investors: 15
- Date of first sale: 2021-08-10
- Security types: fund interests
- SEC file number: 021-410402

## Issuer

- Name: Rothschild Investments, LLC
- CIK: 0001789702
- Entity type: Limited Liability Company
- Jurisdiction: OHIO
- Incorporated: 2019
- Address: 1077 CELESTIAL STREET, CINCINNATI, OH, 45202
- Phone: 513-371-5533

## Officers, directors & promoters (3)

| Name | Role | Location |
| --- | --- | --- |
| Brent Rippe | Director | Cincinnati, OH |
| David Graham | Executive Officer | Wayne, PA |
| Neil Ursic | Executive Officer | CINCINNATI, OH |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-10-04](https://search.stillhousedata.com/formd/0000892251-19-000058) | D | $3.1M | $2.0M |
| [2019-10-04](https://search.stillhousedata.com/formd/0000892251-19-000059) | D/A | $3.1M | $2.0M |

## More

- [CIK 1789702 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1789702&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000892251-21-000012.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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