# UNIFIED FINANCIAL SERVICES INC — Form D

UNIFIED FINANCIAL SERVICES INC of LEXINGTON, KY, a company, filed a Form D exempt-offering notice with the SEC on 2011-12-20. The offering totals $7.0M, of which $389K was reported sold. Industry: Other Banking and Financial Services.

## Offering

- Filed: 2011-12-20
- Form: D
- Accession: 0000892303-11-000047
- Industry: Other Banking and Financial Services
- Exemptions: 06
- Total offering: $7.0M
- Amount sold: $389K
- Remaining: $6.6M
- Minimum investment: $5K
- Investors: 13
- Date of first sale: 2011-12-09
- Security types: equity
- Revenue range: $5,000,001 - $25,000,000
- SEC file number: 021-170355

## Issuer

- Name: UNIFIED FINANCIAL SERVICES INC
- CIK: 0001033926
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 2353 ALEXANDRIA DRIVE, LEXINGTON, KY, 40504
- Phone: 859-514-3356

## Officers, directors & promoters (15)

| Name | Role | Location |
| --- | --- | --- |
| Beth L Climo | Director | Lexington, KY |
| Philip L Conover | Director | Lexington, KY |
| Weaver H Gaines | Director | Newberry, FL |
| Gregory W Kasten, M.D. | Director | Lexington, KY |
| R. Matthew Neff | Director | Indianapolis, IN |
| John S Penn | Director | Lexington, KY |
| John S Penn | Executive Officer | Lexington, KY |
| Connie S Van Onselder | Executive Officer | Lexington, KY |
| Jack H Brown | Director | Lexington, KY |
| John R Jenkins | Director | Lexington, KY |
| Christopher E Anderson | Director | Lexington, KY |
| David R DeMarcus | Director | Lexington, KY |
| Gregory W Kasten | Director | Lexington, KY |
| Gregory W Kasten | Executive Officer | Lexington, KY |
| David E Longenecker | Executive Officer | Lexington, KY |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-08-16](https://search.stillhousedata.com/formd/0000892303-19-000006) | D | $225K | — |

## More

- [CIK 1033926 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1033926&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000892303-11-000047.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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