# Caxton Global Investments USA LLC — Form D/A

Caxton Global Investments USA LLC of PRINCETON, NJ, a pooled investment fund, filed a Form D amendment with the SEC on 2015-08-10. $2.0B was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2015-08-10
- Form: D/A
- Accession: 0000895345-15-000220
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $2.0B
- Minimum investment: $5.0M
- Investors: 123
- Date of first sale: 2009-01-01
- Security types: fund interests
- SEC file number: 021-73168

## Issuer

- Name: Caxton Global Investments USA LLC
- CIK: 0001315115
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Address: 731 ALEXANDER ROAD, PRINCETON, NJ, 08540
- Phone: 609-419-1800

## Officers, directors & promoters (21)

| Name | Role | Location |
| --- | --- | --- |
| Andrew E Law | Executive Officer | London, X0 |
| Chanelle D Nicholls | Executive Officer | London, X0 |
| N/A Caxton Europe LLP | Promoter | London, X0 |
| Matthew D Wade | Executive Officer | London, X0 |
| N/A Caxton Associates LP | Promoter | New York, NY |
| Simon D Anderson | Executive Officer | New York, NY |
| Scott B Bernstein | Executive Officer | New York, NY |
| Ajay B Mehra | Executive Officer | New York, NY |
| John G Forbes | Executive Officer | New York, NY |
| Peter P D'Angelo | Executive Officer | New York, NY |
| Bruce S Kovner | Executive Officer | New York, NY |
| N/A Caxton Associates LLP | Promoter | London, X0 |
| N/A Caxton Associates LLP | Related Person | London, X0 |
| Andrew E. Law | Executive Officer | London, X0 |
| Andrew E. Law | Related Person | London, X0 |
| Matthew D. Wade | Executive Officer | London, X0 |
| Matthew D. Wade | Related Person | London, X0 |
| Chanelle Nicholls | Related Person | London, X0 |
| Chanelle D. Nicholls | Executive Officer | London, X0 |
| John G. Forbes | Executive Officer | New York, NY |
| Scott B. Bernstein | Executive Officer | New York, NY |

## Other filings by this issuer (18)

_Showing 15 of 18 filings._

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-02-19](https://search.stillhousedata.com/formd/0001315863-26-000197) | D/A | — | $3.6B |
| [2025-02-19](https://search.stillhousedata.com/formd/0001315863-25-000190) | D/A | — | $3.6B |
| [2024-02-20](https://search.stillhousedata.com/formd/0001315863-24-000293) | D/A | — | $3.4B |
| [2023-02-21](https://search.stillhousedata.com/formd/0001315863-23-000369) | D/A | — | $3.2B |
| [2022-02-23](https://search.stillhousedata.com/formd/0001315863-22-000186) | D/A | — | $2.6B |
| [2021-03-31](https://search.stillhousedata.com/formd/0001315863-21-000272) | D/A | — | $2.5B |
| [2020-08-11](https://search.stillhousedata.com/formd/0001315863-20-000686) | D/A | — | $2.3B |
| [2019-08-13](https://search.stillhousedata.com/formd/0001782913-19-000003) | D/A | — | $2.2B |
| [2018-08-07](https://search.stillhousedata.com/formd/0000895345-18-000229) | D/A | — | $2.2B |
| [2017-08-08](https://search.stillhousedata.com/formd/0000895345-17-000268) | D/A | — | $2.2B |
| [2016-08-05](https://search.stillhousedata.com/formd/0000895345-16-000522) | D/A | — | $2.2B |
| [2014-08-08](https://search.stillhousedata.com/formd/0000895345-14-000218) | D/A | — | $1.7B |
| [2013-08-09](https://search.stillhousedata.com/formd/0000895345-13-000201) | D/A | — | $1.3B |
| [2012-08-10](https://search.stillhousedata.com/formd/0000895345-12-000204) | D/A | — | $2.0B |
| [2011-08-11](https://search.stillhousedata.com/formd/0000895345-11-000240) | D/A | — | $1.6B |

## More

- [CIK 1315115 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1315115&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000895345-15-000220.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
