# EMERGENT CAPITAL, INC. — Form D

EMERGENT CAPITAL, INC. of BOCA RATON, FL, a company, filed a Form D exempt-offering notice with the SEC on 2016-03-28. The offering totals $21.6M, of which $21.6M was reported sold. Industry: Other.

## Offering

- Filed: 2016-03-28
- Form: D
- Accession: 0000897069-16-000786
- Industry: Other
- Exemptions: 06b
- Total offering: $21.6M
- Amount sold: $21.6M
- Minimum investment: $25K
- Investors: 32
- Date of first sale: 2016-03-11
- Security types: debt
- Revenue range: $25,000,001 - $100,000,000
- SEC file number: 021-260115

## Issuer

- Name: EMERGENT CAPITAL, INC.
- CIK: 0001494448
- Entity type: Corporation
- Jurisdiction: FLORIDA
- Incorporated: 2011
- Address: 5355 TOWN CENTER ROAD, BOCA RATON, FL, 33486
- Phone: 561-995-4200

## Officers, directors & promoters (25)

| Name | Role | Location |
| --- | --- | --- |
| James Chadwick | Director | Boca Raton, FL |
| Michael Crow | Director | Miami, FL |
| Richard Dayan | Director | Boca Raton, FL |
| Phillip Goldstein | Director | Boca Raton, FL |
| Gerald Hellerman | Director | Boca Raton, FL |
| Gilbert Nathan | Director | Boca Raton, FL |
| Michael Altschuler | Executive Officer | Dublin, L2 |
| Richard O'Connell | Executive Officer | Boca Raton, FL |
| Patrick Thomas Brennan | Executive Officer | Napa, CA |
| Patrick Brennan | Director | Napa, CA |
| Roy Patterson | Director | Lincoln, NE |
| Christopher O'Reilly | Executive Officer | Peachtree City, GA |
| Joseph Sarachek | Director | Boca Raton, FL |
| James Hua | Director | Boca Raton, FL |
| Patrick Curry | Director | Boca Raton, FL |
| Patrick Curry | Executive Officer | Boca Raton, FL |
| Miriam Martinez | Executive Officer | Boca Raton, FL |
| Matthew Houk | Director | Boca Raton, FL |
| Robert Knapp | Director | Boca Raton, FL |
| Matthew Epstein | Director | Boca Raton, FL |
| Matthew D Houk | Director | Boca Raton, FL |
| Andrew Dakos | Director | Boca Raton, FL |
| Antony Mitchell | Director | Wellington, FL |
| Antony Mitchell | Executive Officer | Wellington, FL |
| David Sasso | Executive Officer | Boca Raton, FL |

## Other filings by this issuer (6)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-02-15](https://search.stillhousedata.com/formd/0000932440-19-000012) | D/A | $8.6M | $8.6M |
| [2019-02-06](https://search.stillhousedata.com/formd/0000932440-19-000007) | D/A | $8.5M | $7.7M |
| [2019-01-11](https://search.stillhousedata.com/formd/0000932440-19-000004) | D | $8.5M | $5.7M |
| [2017-08-18](https://search.stillhousedata.com/formd/0000932440-17-000062) | D | $10.0M | $10.0M |
| [2017-08-10](https://search.stillhousedata.com/formd/0001200876-17-000001) | D | $31.5M | $31.5M |
| [2014-03-06](https://search.stillhousedata.com/formd/0000897069-14-000181) | D | $10.4M | $10.4M |

## More

- [CIK 1494448 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1494448&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000897069-16-000786.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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