# ThermoGenesis Holdings, Inc. — Form D

ThermoGenesis Holdings, Inc. of RANCHO CORDOVA, CA, a company, filed a Form D exempt-offering notice with the SEC on 2018-04-12. The offering totals $817K, of which $817K was reported sold. Industry: Other Health Care.

## Offering

- Filed: 2018-04-12
- Form: D
- Accession: 0000897069-18-000240
- Industry: Other Health Care
- Exemptions: 06b
- Total offering: $817K
- Amount sold: $817K
- Investors: 5
- Date of first sale: 2018-03-26
- Revenue range: Decline to Disclose
- SEC file number: 021-309967

## Issuer

- Name: ThermoGenesis Holdings, Inc.
- CIK: 0000811212
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Address: 2711 CITRUS ROAD, RANCHO CORDOVA, CA, 95742
- Phone: 9168585100

## Officers, directors & promoters (27)

_Showing 25 of 27 people._

| Name | Role | Location |
| --- | --- | --- |
| Jeff Cauble | Executive Officer | Rancho Cordova, CA |
| Vivian Liu | Executive Officer | Rancho Cordova, CA |
| Xiaochun Xu | Director | Rancho Cordova, CA |
| Xiaochun Xu | Executive Officer | Rancho Cordova, CA |
| Haihong Zhu | Director | Rancho Cordova, CA |
| Haihong Zhu | Executive Officer | Rancho Cordova, CA |
| Joseph Thomis | Director | Rancho Cordova, CA |
| Russell Medford | Director | Rancho Cordova, CA |
| Vivian Liu | Director | Rancho Cordova, CA |
| Jeffery Cauble | Executive Officer | Rancho Cordova, CA |
| James Xu | Director | Rancho Cordova, CA |
| Mark Westgate | Director | Rancho Cordova, CA |
| Robin Stracey | Director | Rancho Cordova, CA |
| Robin Stracey | Executive Officer | Rancho Cordova, CA |
| Michael Bruch | Executive Officer | Rancho Cordova, CA |
| Denis Michael Rhein | Director | Rancho Cordova, CA |
| Mahendra S Rao | Director | Rancho Cordova, CA |
| Michael C Rhein | Director | Rancho Cordova, CA |
| Craig W Moore | Director | Rancho Cordova, CA |
| Kenneth C Pappa | Executive Officer | Rancho Cordova, CA |
| Mahendra W Rao | Director | Rancho Cordova, CA |
| Kenneth W Harris | Director | Rancho Cordova, CA |
| Kenneth W Harris | Executive Officer | Rancho Cordova, CA |
| Mitchel C Sivilotti | Executive Officer | Rancho Cordova, CA |
| Mike C Bruch | Executive Officer | Rancho Cordova, CA |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2023-03-28](https://search.stillhousedata.com/formd/0000897069-23-000189) | D | $3.0M | $3.0M |
| [2019-02-14](https://search.stillhousedata.com/formd/0000811212-19-000001) | D | $800K | $800K |
| [2016-02-26](https://search.stillhousedata.com/formd/0001437749-16-026085) | D | $15.0M | $15.0M |
| [2015-09-15](https://search.stillhousedata.com/formd/0000811212-15-000027) | D | $15.0M | $15.0M |

## More

- [CIK 811212 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=811212&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000897069-18-000240.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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