# GAI Aurora Opportunities Fund, LLC — Form D/A

GAI Aurora Opportunities Fund, LLC of Charlotte, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2013-01-11. $70.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-01-11
- Form: D/A
- Accession: 0000898432-13-000043
- Industry: Pooled Investment Fund
- Exemptions: 06
- Amount sold: $70.7M
- Minimum investment: $50K
- Investors: 255
- Date of first sale: 2011-01-01
- Security types: fund interests
- SEC file number: 021-153275

## Issuer

- Name: GAI Aurora Opportunities Fund, LLC
- CIK: 0001508781
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: c/o Wells Fargo Investment Institute Inc, Charlotte, NC, 28202
- Phone: 704-383-6369

## Officers, directors & promoters (41)

_Showing 25 of 41 people._

| Name | Role | Location |
| --- | --- | --- |
| James Dean | Director | Grand Cayman, E9 |
| James Dunn | Director | PROVO, UT |
| N/A Wells Fargo Investment Institute, Inc. | Promoter | Charlotte, NC |
| Michael Roman | Executive Officer | Boston, MA |
| Britta Perkio Patterson | Director | Charlotte, NC |
| Britta Perkio Patterson | Executive Officer | Charlotte, NC |
| Adam I Taback | Director | Charlotte, NC |
| Adam I Taback | Executive Officer | Charlotte, NC |
| Michael F Roman | Executive Officer | Boston, MA |
| Sean F Nicolosi | Director | Boston, MA |
| Sean F Nicolosi | Executive Officer | Boston, MA |
| James I Hille | Director | Charlotte, NC |
| Stephen I Golding | Director | Charlotte, NC |
| Jonathan I Hook | Director | Charlotte, NC |
| Dennis I Schmal | Director | Charlotte, NC |
| James F Angelos | Executive Officer | Charlotte, NC |
| Doretta Perkio Dunegan | Executive Officer | San Francisco, CA |
| N/A Alternative Strategies Group, Inc. | Promoter | Charlotte, NC |
| Doretta L Dunegan | Executive Officer | San Francisco, CA |
| Stephen L Golding | Director | Charlotte, NC |
| James L Hille | Director | Charlotte, NC |
| Jonathan L Hook | Director | Charlotte, NC |
| Yukari L Nakano | Executive Officer | Boston, MA |
| Yukari Perkio Nakano | Director | Boston, MA |
| Yukari Perkio Nakano | Executive Officer | Boston, MA |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2014-12-23](https://search.stillhousedata.com/formd/0001625257-14-000009) | D/A | — | $133.6M |
| [2014-01-10](https://search.stillhousedata.com/formd/0000898432-14-000032) | D/A | — | $75.3M |
| [2012-01-11](https://search.stillhousedata.com/formd/0000898432-12-000043) | D/A | — | $56.5M |
| [2011-01-07](https://search.stillhousedata.com/formd/0000898432-11-000022) | D | — | $25.0M |

## More

- [CIK 1508781 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1508781&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000898432-13-000043.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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