# Guggenheim High-Yield Fund, Ltd. — Form D

Guggenheim High-Yield Fund, Ltd. of SANTA MONICA, CA, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2015-12-23. $16.7M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2015-12-23
- Form: D
- Accession: 0000899140-15-000899
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $16.7M
- Minimum investment: $100K
- Investors: 1
- Date of first sale: 2015-12-01
- Security types: equity, fund interests
- SEC file number: 021-253730

## Issuer

- Name: Guggenheim High-Yield Fund, Ltd.
- CIK: 0001661390
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2015
- Address: 100 WILSHIRE BOULEVARD, SUITE 500, SANTA MONICA, CA, 90401
- Phone: 310-576-1270

## Officers, directors & promoters (16)

| Name | Role | Location |
| --- | --- | --- |
| Thomas H Hauser | Executive Officer | New York, NY |
| Thomas Hauser | Executive Officer | NEW YORK, NY |
| Matthew S Bloom | Executive Officer | New York, NY |
| Sherri M Fleming | Director | Grand Cayman, E9 |
| Kevin M Solomon | Director | Grand Cayman, E9 |
| B. Scott Minerd | Executive Officer | SANTA MONICA, CA |
| Rich M de Wet | Executive Officer | New York, NY |
| William M Shaw | Director | Grand Cayman, E9 |
| William H Shaw | Director | Grand Cayman, E9 |
| Zachary H Warren | Executive Officer | SANTA MONICA, CA |
| Christopher M Lebeau | Director | Grand Cayman, E9 |
| Alastair M McKeever | Director | New York, NY |
| Alastair M McKeever | Executive Officer | New York, NY |
| Kevin H Gundersen | Executive Officer | New York, NY |
| Christopher H LeBeau | Director | Grand Cayman, E9 |
| Jeff Scott Abrams | Executive Officer | SANTA MONICA, CA |

## Other filings by this issuer (9)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2024-03-15](https://search.stillhousedata.com/formd/0000899140-24-000304) | D/A | — | $16.6M |
| [2023-03-17](https://search.stillhousedata.com/formd/0000899140-23-000468) | D/A | — | $16.6M |
| [2022-03-18](https://search.stillhousedata.com/formd/0000899140-22-000403) | D/A | — | $16.6M |
| [2021-10-15](https://search.stillhousedata.com/formd/0000899140-21-000684) | D/A | — | $16.6M |
| [2020-10-16](https://search.stillhousedata.com/formd/0000899140-20-000466) | D/A | — | $16.6M |
| [2019-10-18](https://search.stillhousedata.com/formd/0000899140-19-000591) | D/A | — | $16.6M |
| [2018-10-19](https://search.stillhousedata.com/formd/0000899140-18-000565) | D/A | — | $16.6M |
| [2017-10-20](https://search.stillhousedata.com/formd/0000899140-17-000633) | D/A | — | $16.6M |
| [2016-10-21](https://search.stillhousedata.com/formd/0000899140-16-001654) | D/A | — | $16.6M |

## More

- [CIK 1661390 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1661390&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000899140-15-000899.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.