# GUGGENHEIM HIGH-YIELD FUND, LLC — Form D/A

GUGGENHEIM HIGH-YIELD FUND, LLC of SANTA MONICA, CA, a pooled investment fund, filed a Form D amendment with the SEC on 2018-10-19. $267.8M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2018-10-19
- Form: D/A
- Accession: 0000899140-18-000564
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $267.8M
- Investors: 11
- Date of first sale: 2013-10-01
- Security types: equity, fund interests
- SEC file number: 021-203969

## Issuer

- Name: GUGGENHEIM HIGH-YIELD FUND, LLC
- CIK: 0001588407
- Entity type: Limited Liability Company
- Jurisdiction: DELAWARE
- Incorporated: 2013
- Address: 100 WILSHIRE BOULEVARD, SUITE 500 8th Floor, SANTA MONICA, CA, 90401
- Phone: 3105761270

## Officers, directors & promoters (16)

| Name | Role | Location |
| --- | --- | --- |
| Thomas H Hauser | Executive Officer | New York, NY |
| Thomas Hauser | Executive Officer | NEW YORK, NY |
| Thomas Hauser | Related Person | NEW YORK, NY |
| Matthew S Bloom | Executive Officer | New York, NY |
| B. Scott Minerd | Executive Officer | SANTA MONICA, CA |
| Rich H de Wet | Executive Officer | New York, NY |
| William H Shaw | Director | Grand Cayman, E9 |
| Zachary Scott Warren | Executive Officer | Santa Monica, CA |
| Alastair M McKeever | Executive Officer | New York, NY |
| Kevin H Gundersen | Executive Officer | New York, NY |
| Christopher H LeBeau | Director | Grand Cayman, E9 |
| Jeff Scott Abrams | Executive Officer | SANTA MONICA, CA |
| Jeffrey Scott Abrams | Executive Officer | New York, NY |
| - Guggenheim Partners Investment Management, LLC | Promoter | NEW YORK, NY |
| Kevin H Gunderson | Executive Officer | New York, NY |
| Alastair M. McKeever | Related Person | New York, NY |

## Other filings by this issuer (12)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-05-15](https://search.stillhousedata.com/formd/0001588407-26-000003) | D/A | — | $267.8M |
| [2025-10-14](https://search.stillhousedata.com/formd/0001588407-25-000002) | D/A | — | $267.8M |
| [2024-10-11](https://search.stillhousedata.com/formd/0000899140-24-001083) | D/A | — | $267.8M |
| [2023-10-13](https://search.stillhousedata.com/formd/0000899140-23-000994) | D/A | — | $267.8M |
| [2022-10-14](https://search.stillhousedata.com/formd/0000899140-22-000745) | D/A | — | $267.8M |
| [2021-10-15](https://search.stillhousedata.com/formd/0000899140-21-000683) | D/A | — | $267.8M |
| [2020-10-16](https://search.stillhousedata.com/formd/0000899140-20-000465) | D/A | — | $267.8M |
| [2019-10-18](https://search.stillhousedata.com/formd/0000899140-19-000590) | D/A | — | $267.8M |
| [2017-10-20](https://search.stillhousedata.com/formd/0000899140-17-000632) | D/A | — | $267.8M |
| [2016-10-21](https://search.stillhousedata.com/formd/0000899140-16-001653) | D/A | — | $217.8M |
| [2015-10-23](https://search.stillhousedata.com/formd/0000899140-15-000761) | D/A | — | $79.9M |
| [2013-10-03](https://search.stillhousedata.com/formd/0001144204-13-053850) | D | — | $25.1M |

## More

- [CIK 1588407 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1588407&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000899140-18-000564.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.