# RAND CAPITAL CORP — Form D

RAND CAPITAL CORP of BUFFALO, NY, a company, filed a Form D exempt-offering notice with the SEC on 2009-08-12. The offering totals $3.8M, of which $1.2M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2009-08-12
- Form: D
- Accession: 0000899797-09-000028
- Industry: Pooled Investment Fund
- Exemptions: 06, 46
- Total offering: $3.8M
- Amount sold: $1.2M
- Remaining: $2.5M
- Investors: 27
- Date of first sale: 2009-07-29
- Security types: equity
- SEC file number: 021-08195-5N

## Issuer

- Name: RAND CAPITAL CORP
- CIK: 0000081955
- Entity type: Corporation
- Jurisdiction: NEW YORK
- Address: 2200 RAND BUILDING, BUFFALO, NY, 14203
- Phone: 7168530802

## Officers, directors & promoters (9)

| Name | Role | Location |
| --- | --- | --- |
| Allen F Grum | Director | Buffalo, NY |
| Erland E Kailbourne | Director | Buffalo, NY |
| Ross B Kenzie | Director | Derby, NY |
| Willis S McLeese | Director | Buffalo, NY |
| Reginald B Newman | Director | Buffalo, NY |
| Jayne K Rand | Director | Buffalo, NY |
| Robert M Zak | Director | Buffalo, NY |
| Allen F Grum | Executive Officer | Buffalo, NY |
| Daniel P Penberthy | Executive Officer | Buffalo, NY |

## More

- [CIK 81955 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=81955&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000899797-09-000028.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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