# OC 528 Offshore Fund, Ltd. — Form D

OC 528 Offshore Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2013-08-15. $100.3M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2013-08-15
- Form: D
- Accession: 0000902664-13-002996
- Industry: Pooled Investment Fund
- Exemptions: 06, 3C, 3C.7
- Amount sold: $100.3M
- Minimum investment: $100K
- Investors: 18
- Date of first sale: 2013-08-01
- Security types: equity, fund interests
- SEC file number: 021-201410

## Issuer

- Name: OC 528 Offshore Fund, Ltd.
- CIK: 0001584533
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2013
- Address: C/O INTERTRUST CORP. SVCS. (CAYMAN) LTD., GRAND CAYMAN, E9, KY1-9005
- Phone: (345) 943-3100

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| Joshua Barlow | Director | Newport Beach, CA |
| Todd Groome | Director | Grand Cayman, E9 |
| - One River Asset Management, LLC | Promoter | Stamford, CT |
| Ian Malloch | Director | Stamford, CT |
| Steve Lisenby | Director | Grand Cayman, E9 |
| - Peters Capital Group, LLC | Promoter | Santa Barbara, CA |

## Other filings by this issuer (4)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2017-08-17](https://search.stillhousedata.com/formd/0000902664-17-003358) | D/A | — | $112.0M |
| [2016-08-17](https://search.stillhousedata.com/formd/0000902664-16-007932) | D/A | — | $257.0M |
| [2015-08-17](https://search.stillhousedata.com/formd/0000902664-15-003416) | D/A | — | $294.1M |
| [2014-08-15](https://search.stillhousedata.com/formd/0000902664-14-003569) | D/A | — | $101.2M |

## More

- [CIK 1584533 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1584533&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000902664-13-002996.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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