# NewSmith Opportunities U.S. Fund Ltd — Form D/A

NewSmith Opportunities U.S. Fund Ltd of GEORGE TOWN, GRAND CAYMAN, E9, a pooled investment fund, filed a Form D amendment with the SEC on 2014-04-21. $48.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2014-04-21
- Form: D/A
- Accession: 0000902664-14-002187
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $48.1M
- Investors: 21
- Date of first sale: 2004-05-14
- Security types: fund interests
- SEC file number: 021-158770

## Issuer

- Name: NewSmith Opportunities U.S. Fund Ltd
- CIK: 0001515029
- Entity type: Corporation
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2011
- Address: UGLAND HOUSE, PO BOX 309GT, GEORGE TOWN, GRAND CAYMAN, E9, KY1-1102
- Phone: 44-0-20-7518-3732

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| Ronald J Carlson | Director | George Town, Grand Cayman, E9 |
| John G Heimann | Director | George Town, Grand Cayman, E9 |
| Dominic C La Valla | Director | Grand Cayman, E9 |
| Paul G Roy | Director | George Town, Grand Cayman, E9 |
| Clifford G Shaw | Director | George Town, Grand Cayman, E9 |
| Ronald Carlson | Director | Dublin 1, L2 |

## Other filings by this issuer (3)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2013-04-19](https://search.stillhousedata.com/formd/0000902664-13-001953) | D/A | — | $48.1M |
| [2012-04-20](https://search.stillhousedata.com/formd/0001140361-12-020980) | D/A | — | $48.1M |
| [2011-04-21](https://search.stillhousedata.com/formd/0001140361-11-022822) | D | — | $14.4M |

## More

- [CIK 1515029 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1515029&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000902664-14-002187.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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