# Peters Thematic SPC Fund, Ltd. — Form D

Peters Thematic SPC Fund, Ltd. of GRAND CAYMAN, E9, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2015-10-22. $1.0M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2015-10-22
- Form: D
- Accession: 0000902664-15-003988
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $1.0M
- Minimum investment: $500K
- Investors: 1
- Date of first sale: 2015-05-17
- Security types: equity, fund interests
- SEC file number: 021-249863

## Issuer

- Name: Peters Thematic SPC Fund, Ltd.
- CIK: 0001655839
- Entity type: Other
- Jurisdiction: CAYMAN ISLANDS
- Incorporated: 2015
- Address: C/O INTERTRUST CORP. SVCS. (CAYMAN) LTD., GRAND CAYMAN, E9, KY1-9005
- Phone: (345) 943-3100

## Officers, directors & promoters (14)

| Name | Role | Location |
| --- | --- | --- |
| - T Peters Capital Group, LLC | Promoter | Cos Cob, CT |
| Warren Keens | Director | Grand Cayman, E9 |
| Joshua Barlow | Director | Newport Beach, CA |
| Todd Groome | Director | Grand Cayman, E9 |
| - One River Asset Management, LLC | Promoter | Stamford, CT |
| Ian Malloch | Director | Stamford, CT |
| JOSHUA M BARLOW | Director | MILWAUKEE, WI |
| Warren M Keens | Director | George Town, Grand Cayman, E9 |
| - M One River Asset Management, LLC | Promoter | Cos Cob, CT |
| Stefan Pollman | Director | Cos Cob, CT |
| Warren T Keens | Director | George Town, Grand Cayman, E9 |
| - T One River Asset Management, LLC | Promoter | Cos Cob, CT |
| Stephen T Lisenby | Director | George Town, Grand Cayman, E9 |
| Todd T Groome | Director | George Town, Grand Cayman, E9 |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-01-15](https://search.stillhousedata.com/formd/0000902664-26-000244) | D/A | — | $1.4B |
| [2025-01-15](https://search.stillhousedata.com/formd/0000902664-25-000250) | D/A | — | $714.1M |
| [2024-01-24](https://search.stillhousedata.com/formd/0000902664-24-000571) | D | — | $1.2B |
| [2023-07-07](https://search.stillhousedata.com/formd/0000902664-23-003874) | D/A | — | $2.1B |
| [2022-07-07](https://search.stillhousedata.com/formd/0000902664-22-003504) | D/A | — | $1.2B |
| [2021-10-15](https://search.stillhousedata.com/formd/0000902664-21-004512) | D/A | — | $1.1B |
| [2020-10-16](https://search.stillhousedata.com/formd/0000902664-20-003641) | D/A | — | $711.4M |
| [2019-10-18](https://search.stillhousedata.com/formd/0000902664-19-004014) | D/A | — | $417.9M |
| [2018-10-19](https://search.stillhousedata.com/formd/0000902664-18-003783) | D/A | — | $340.4M |
| [2017-10-20](https://search.stillhousedata.com/formd/0000902664-17-004048) | D/A | — | $1.0M |
| [2016-10-21](https://search.stillhousedata.com/formd/0000902664-16-008475) | D/A | — | $1.0M |

## More

- [CIK 1655839 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1655839&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000902664-15-003988.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
