# Marshall Wace Funds PLC - MW TOPS ERISA Fund — Form D/A

Marshall Wace Funds PLC - MW TOPS ERISA Fund of DUBLIN, L2, a pooled investment fund, filed a Form D amendment with the SEC on 2017-12-29. $186.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2017-12-29
- Form: D/A
- Accession: 0000902664-17-004742
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $186.1M
- Investors: 6
- Date of first sale: 2014-12-01
- Security types: fund interests
- SEC file number: 021-230910

## Issuer

- Name: Marshall Wace Funds PLC - MW TOPS ERISA Fund
- CIK: 0001628875
- Entity type: Other
- Jurisdiction: IRELAND
- Incorporated: 2014
- Address: 32 MOLESWORTH STREET, DUBLIN, L2, 2
- Phone: 353-1-619-2100

## Officers, directors & promoters (11)

| Name | Role | Location |
| --- | --- | --- |
| Linburgh Martin | Director | George Town, Grand Cayman, E9 |
| Barbara Healy | Director | George Town, Grand Cayman, E9 |
| Gregory Bennett | Director | George Town, Grand Cayman, E9 |
| - Marshall Wace LLP | Promoter | London, X0 |
| Patrick Flaherty | Director | George Town, Grand Cayman, E9 |
| David Hammond | Director | George Town, Grand Cayman, E9 |
| Marion Mulvey | Director | Dublin, L2 |
| - Marshall Wace North America L.P. | Promoter | New York, NY |
| Ronan Daly | Director | Grand Cayman, E9 |
| Robert Bovet | Director | Dublin, L2 |
| Daly Martin | Director | Dublin, L2 |

## Other filings by this issuer (11)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-12-23](https://search.stillhousedata.com/formd/0000902664-25-005386) | D/A | — | $326.0M |
| [2024-12-27](https://search.stillhousedata.com/formd/0000902664-24-007035) | D/A | — | $326.0M |
| [2023-12-28](https://search.stillhousedata.com/formd/0000902664-23-006058) | D/A | — | $326.0M |
| [2022-12-28](https://search.stillhousedata.com/formd/0000902664-22-005315) | D/A | — | $326.0M |
| [2021-12-28](https://search.stillhousedata.com/formd/0000902664-21-005404) | D/A | — | $326.0M |
| [2020-12-28](https://search.stillhousedata.com/formd/0000902664-20-004348) | D/A | — | $326.0M |
| [2019-12-27](https://search.stillhousedata.com/formd/0000902664-19-004676) | D/A | — | $256.0M |
| [2018-12-28](https://search.stillhousedata.com/formd/0000902664-18-004443) | D/A | — | $242.1M |
| [2016-12-29](https://search.stillhousedata.com/formd/0000902664-16-009204) | D/A | — | $161.1M |
| [2015-12-29](https://search.stillhousedata.com/formd/0000902664-15-004622) | D/A | — | $37.1M |
| [2014-12-29](https://search.stillhousedata.com/formd/0000902664-14-004688) | D | — | $6.2M |

## More

- [CIK 1628875 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1628875&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000902664-17-004742.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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