# Empery Tax Efficient III, LP — Form D

Empery Tax Efficient III, LP of NEW YORK, NY, a pooled investment fund, filed a Form D exempt-offering notice with the SEC on 2020-08-10. $15.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2020-08-10
- Form: D
- Accession: 0000902664-20-002929
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.1
- Amount sold: $15.1M
- Investors: 5
- Date of first sale: 2020-04-01
- Security types: equity, fund interests
- SEC file number: 021-372841

## Issuer

- Name: Empery Tax Efficient III, LP
- CIK: 0001820053
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2020
- Address: C/O EMPERY GP, LLC 1 ROCKEFELLER PLAZA, SUITE 1205, NEW YORK, NY, 10020
- Phone: (212) 608-3300

## Officers, directors & promoters (6)

| Name | Role | Location |
| --- | --- | --- |
| Ryan Matthew Lane | Executive Officer | New York, NY |
| Ryan Matthew Lane | Related Person | New York, NY |
| - David Empery Asset Management, LP | Promoter | New York, NY |
| - Empery GP, LLC | Executive Officer | New York, NY |
| Martin David Hoe | Executive Officer | New York, NY |
| Martin David Hoe | Related Person | New York, NY |

## Other filings by this issuer (7)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2026-07-31](https://search.stillhousedata.com/formd/0001820053-26-000001) | D/A | — | $25.1M |
| [2026-07-31](https://search.stillhousedata.com/formd/0001820053-26-000003) | D/A | — | $25.1M |
| [2025-07-29](https://search.stillhousedata.com/formd/0001820053-25-000001) | D/A | — | $25.1M |
| [2024-08-02](https://search.stillhousedata.com/formd/0001820053-24-000001) | D/A | — | $25.1M |
| [2023-08-02](https://search.stillhousedata.com/formd/0001820053-23-000001) | D/A | — | $25.1M |
| [2022-08-04](https://search.stillhousedata.com/formd/0001820053-22-000001) | D/A | — | $25.1M |
| [2021-08-05](https://search.stillhousedata.com/formd/0001772884-21-000002) | D/A | — | $25.1M |

## More

- [CIK 1820053 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1820053&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000902664-20-002929.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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