# Barings Umbrella Fund plc — Form D/A

Barings Umbrella Fund plc of Dublin, L2, a pooled investment fund, filed a Form D amendment with the SEC on 2026-02-10. $16.4B was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2026-02-10
- Form: D/A
- Accession: 0000905148-26-000581
- Industry: Pooled Investment Fund
- Exemptions: 06b,3C,3C.7
- Amount sold: $16.4B
- Minimum investment: $100K
- Investors: 512
- Date of first sale: 2011-05-27
- Security types: fund interests
- SEC file number: 021-156912

## Issuer

- Name: Barings Umbrella Fund plc
- CIK: 0001515694
- Entity type: Other
- Jurisdiction: IRELAND
- Incorporated: 2010
- Address: 70 Sir John Rogerson's Quay, Dublin, L2, 2
- Phone: 704-805-7200

## Officers, directors & promoters (34)

_Showing 25 of 34 people._

| Name | Role | Location |
| --- | --- | --- |
| n/a Baring Asset Management Limited | Related Person | London, X0 |
| N/A Baring International Fund Managers (Ireland) Limited | Related Person | Ballsbridge - Dublin, L2 |
| N/A Barings LLC | Related Person | CHARLOTTE, NC |
| Alan Behen | Related Person | Ballsbridge - Dublin, L2 |
| Barbara Healy | Related Person | George Town, Grand Cayman, E9 |
| Sylvester O'Byrne | Related Person | Ballsbridge - Dublin, L2 |
| Paul Smyth | Related Person | Ballsbridge - Dublin, L2 |
| Barbara Healy | Director | George Town, Grand Cayman, E9 |
| N/A Barings LLC | Executive Officer | CHARLOTTE, NC |
| James Cleary | Director | Limerick, L2 |
| N/A Baring International Fund Managers (Ireland) Limited | Executive Officer | Ballsbridge - Dublin, L2 |
| Alan Behen | Director | Ballsbridge - Dublin, L2 |
| n/a Baring Asset Management Limited | Executive Officer | London, X0 |
| Paul Smyth | Director | Ballsbridge - Dublin, L2 |
| Sylvester O'Byrne | Director | Ballsbridge - Dublin, L2 |
| Paul Timothy Smyth | Director | Ballsbridge - Dublin, L2 |
| Julian Timothy Swayne | Director | London, X0 |
| Barbara Timothy Healy | Director | Dublin, L2 |
| Alan Timothy Behen | Director | Ballsbridge - Dublin, L2 |
| David Timothy Conway | Director | Dublin, L2 |
| Alan Timothy Behan | Director | Ballsbridge - Dublin, L2 |
| Peter Clark | Director | San Francisco, CA |
| James Timothy Cleary | Director | Limerick, L2 |
| Timothy Timothy Schulze | Director | Charlotte, NC |
| Peter Timothy Clark | Director | London, X0 |

## Other filings by this issuer (15)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2025-02-10](https://search.stillhousedata.com/formd/0001515694-25-000001) | D/A | — | $15.1B |
| [2024-02-08](https://search.stillhousedata.com/formd/0001515694-24-000001) | D/A | — | $13.9B |
| [2023-02-06](https://search.stillhousedata.com/formd/0001515694-23-000002) | D/A | — | $12.9B |
| [2022-02-02](https://search.stillhousedata.com/formd/0001515694-22-000001) | D/A | — | $12.4B |
| [2021-01-20](https://search.stillhousedata.com/formd/0001764690-21-000003) | D/A | — | $11.3B |
| [2020-01-17](https://search.stillhousedata.com/formd/0001371811-20-000007) | D/A | — | $10.4B |
| [2019-01-18](https://search.stillhousedata.com/formd/0001582591-19-000002) | D/A | — | $6.6B |
| [2018-01-18](https://search.stillhousedata.com/formd/0001515694-18-000001) | D/A | — | $4.2B |
| [2017-01-18](https://search.stillhousedata.com/formd/0001515694-17-000002) | D/A | — | $2.2B |
| [2016-03-14](https://search.stillhousedata.com/formd/0001515694-16-000002) | D/A | — | $1.1B |
| [2015-03-12](https://search.stillhousedata.com/formd/0001515694-15-000001) | D/A | — | $791.3M |
| [2014-03-12](https://search.stillhousedata.com/formd/0001571888-14-000003) | D/A | — | $299.5M |
| [2013-03-12](https://search.stillhousedata.com/formd/0001515694-13-000001) | D/A | — | $154.5M |
| [2012-03-16](https://search.stillhousedata.com/formd/0001515694-12-000001) | D/A | — | $142.6M |
| [2011-03-17](https://search.stillhousedata.com/formd/0001515695-11-000002) | D | — | — |

## More

- [CIK 1515694 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1515694&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000905148-26-000581.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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