# Carl Marks Strategic Opportunities Fund III, L.P. — Form D/A

Carl Marks Strategic Opportunities Fund III, L.P. of NEW YORK, NY, a pooled investment fund, filed a Form D amendment with the SEC on 2021-03-24. The offering totals $400.0M, of which $185.1M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2021-03-24
- Form: D/A
- Accession: 0000905718-21-000441
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Total offering: $400.0M
- Amount sold: $185.1M
- Remaining: $214.9M
- Investors: 26
- Date of first sale: 2020-03-25
- Security types: fund interests
- SEC file number: 021-363578

## Issuer

- Name: Carl Marks Strategic Opportunities Fund III, L.P.
- CIK: 0001804639
- Entity type: Limited Partnership
- Jurisdiction: DELAWARE
- Incorporated: 2020
- Address: C/O CARL MARKS MANAGEMENT COMPANY, LLC, NEW YORK, NY, 10022
- Phone: 212-909-8400

## Officers, directors & promoters (5)

| Name | Role | Location |
| --- | --- | --- |
| Andrew M Boas | Executive Officer | New York, NY |
| - Carl Marks GP III, LLC | Executive Officer | New York, NY |
| - Carl Marks Management Company, LLC | Executive Officer | New York, NY |
| Robert C Ruocco | Executive Officer | — |
| James F Wilson | Executive Officer | Ventura, CA |

## Other filings by this issuer (1)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2020-03-24](https://search.stillhousedata.com/formd/0000905718-20-000319) | D | $400.0M | — |

## More

- [CIK 1804639 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1804639&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000905718-21-000441.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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