# JEFFERSON NATIONAL FINANCIAL CORP — Form D

JEFFERSON NATIONAL FINANCIAL CORP of Louisville, KY, a company, filed a Form D exempt-offering notice with the SEC on 2009-12-30. The offering totals $365K. Industry: Insurance.

## Offering

- Filed: 2009-12-30
- Form: D
- Accession: 0000914121-09-001259
- Industry: Insurance
- Exemptions: 06
- Total offering: $365K
- Remaining: $365K
- Date of first sale: 2009-12-10
- Security types: equity
- Revenue range: Decline to Disclose
- SEC file number: 021-112712

## Issuer

- Name: JEFFERSON NATIONAL FINANCIAL CORP
- CIK: 0001422814
- Entity type: Corporation
- Jurisdiction: DELAWARE
- Incorporated: 2005
- Address: 9920 Corporate Campus Drive, Louisville, KY, 40223
- Phone: 502-587-3843

## Officers, directors & promoters (12)

| Name | Role | Location |
| --- | --- | --- |
| David Smilow | Director | New York, NY |
| David Smilow | Executive Officer | New York, NY |
| David Lau | Executive Officer | 8 Eu Tong Sen Street, U0 |
| Mitch Caplan | Director | NEW YORK, NY |
| Mitch Caplan | Executive Officer | NEW YORK, NY |
| Robert Jefferson | Director | Burlington, VT |
| Dean Kehler | Director | New York, NY |
| Craig Hawley | Executive Officer | Louisville, KY |
| Laurence Greenberg | Director | New York, NY |
| Laurence Greenberg | Executive Officer | New York, NY |
| Michael Girouard | Executive Officer | New York, NY |
| Tracey Smilow | Director | New York, NY |

## Other filings by this issuer (2)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2010-12-30](https://search.stillhousedata.com/formd/0000891092-10-006026) | D/A | $23.7M | $6.0M |
| [2009-12-31](https://search.stillhousedata.com/formd/0000891092-09-004855) | D | $23.7M | $5.0M |

## More

- [CIK 1422814 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1422814&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000914121-09-001259.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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