# Smith Breeden Institutional Short Duration Fund — Form D/A

Smith Breeden Institutional Short Duration Fund of DURHAM, NC, a pooled investment fund, filed a Form D amendment with the SEC on 2016-05-24. $159.6M was reported sold. Industry: Pooled Investment Fund.

## Offering

- Filed: 2016-05-24
- Form: D/A
- Accession: 0000919574-16-013375
- Industry: Pooled Investment Fund
- Exemptions: 06b, 3C, 3C.7
- Amount sold: $159.6M
- Investors: 10
- Date of first sale: 2010-05-24
- Security types: equity, fund interests
- SEC file number: 021-143750

## Issuer

- Name: Smith Breeden Institutional Short Duration Fund
- CIK: 0001494601
- Entity type: Business Trust
- Jurisdiction: DELAWARE
- Incorporated: 2010
- Address: 280 SOUTH MANGUM STREET, DURHAM, NC, 27701
- Phone: 919-967-7221

## Officers, directors & promoters (22)

| Name | Role | Location |
| --- | --- | --- |
| Stanley J Kon | Executive Officer | Edwards, CO |
| Michael J Giarla | Executive Officer | Rocky Hill, CT |
| -- Amundi Pioneer Institutional Asset Management, Inc. | Executive Officer | Boston, MA |
| -- U.S. Bank Trust National Association | Director | Boston, MA |
| Stephen A Eason | Executive Officer | Durham, NC |
| -- Amundi Smith Breeden LLC | Executive Officer | Durham, NC |
| -- Amundi Smith Breeden LLC | Promoter | Durham, NC |
| n/a Amundi Smith Breeden LLC | Promoter | Durham, NC |
| Daniel R Adler | Executive Officer | Durham, NY |
| Daniel J Dektar | Executive Officer | Durham, NC |
| Timothy J Cunneen | Executive Officer | Durham, NC |
| n/a Smith Breeden Associates, Inc. | Promoter | Durham, NC |
| Eugene Flood | Executive Officer | Durham, NC |
| Stanley A Kon | Executive Officer | Durham, NC |
| Daniel Adler | Executive Officer | Durham, NY |
| Daniel Dektar | Executive Officer | Durham, NC |
| Timothy Cunneen | Executive Officer | Durham, NC |
| Timothy J. Cunneen | Executive Officer | Durham, NC |
| Michael J. Giarla | Executive Officer | Durham, NC |
| Daniel J. Dektar | Executive Officer | Durham, NC |
| Daniel R. Adler | Executive Officer | Durham, NY |
| Stephen A. Eason | Executive Officer | Durham, NC |

## Other filings by this issuer (10)

| Filed | Form | Offering | Sold |
| --- | --- | --- | --- |
| [2019-02-12](https://search.stillhousedata.com/formd/0000919574-19-001012) | D/A | — | $165.0M |
| [2018-02-15](https://search.stillhousedata.com/formd/0000919574-18-001869) | D/A | — | $165.0M |
| [2017-05-19](https://search.stillhousedata.com/formd/0000919574-17-004435) | D/A | — | $165.0M |
| [2015-12-07](https://search.stillhousedata.com/formd/0000919574-15-008554) | D/A | — | $159.6M |
| [2014-12-04](https://search.stillhousedata.com/formd/0000919574-14-006888) | D/A | — | $154.6M |
| [2014-01-27](https://search.stillhousedata.com/formd/0000919574-14-000403) | D/A | — | $49.0M |
| [2013-07-02](https://search.stillhousedata.com/formd/0000919574-13-003975) | D/A | — | $44.0M |
| [2012-07-03](https://search.stillhousedata.com/formd/0000919574-12-004182) | D/A | — | $120.0M |
| [2011-06-16](https://search.stillhousedata.com/formd/0001494601-11-000001) | D/A | — | $40.0M |
| [2010-06-18](https://search.stillhousedata.com/formd/0001494601-10-000001) | D | — | $40.0M |

## More

- [CIK 1494601 on SEC EDGAR (source of record)](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=1494601&type=&dateb=&owner=include&count=40)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/formd/0000919574-16-013375.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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